U
FCAN

UBS’s First Trust Canada AlphaDEX Fund FCAN Stock Holding History

UBS’s Portfolio FCAN Stock Details FCAN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.6M Buy
44,654
+16,874
+61% +$640K ﹤0.01% 3120
2014
Q2 		$1.08M Buy
27,780
+23,467
+544% +$879K ﹤0.01% 3473
2014
Q1 		$157K Buy
4,313
+3,338
+342% +$118K ﹤0.01% 5477
2013
Q4 		$35K Buy
975
+437
+81% +$15.7K ﹤0.01% 7465
2013
Q3 		$19K Sell
538
-1,061
-66% -$37.1K ﹤0.01% 8168
2013
Q2 		$53K Buy
+1,599
New +$53.7K ﹤0.01% 6667

Other funds holding FCAN

FSIM
F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
HA
Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return
SAM
Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return
JG
Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return
FHA
First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS's FCAN Position: Q3 2014 in Review

UBS increased its First Trust Canada AlphaDEX Fund (FCAN) stake by 61% in Q3 2014, buying an estimated $640K and bringing the position to 44,654 shares worth $1.6M. The position accounts for ﹤0.01% of the portfolio, ranked #3120.

UBS first reported a position in FCAN in Q2 2013 and has held it in 6 quarters since. 33 funds tracked by Wall St. Rank hold FCAN as of Q3 2014.

  • UBS held 44,654 shares of First Trust Canada AlphaDEX Fund worth $1.6M as of Q3 2014.
  • UBS bought 16,874 First Trust Canada AlphaDEX Fund shares in Q3 2014, an estimated $640K.
  • First Trust Canada AlphaDEX Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3120 holding.
  • UBS first reported a position in First Trust Canada AlphaDEX Fund in Q2 2013 and has held it in 6 quarters since.
  • 33 funds tracked by Wall St. Rank held First Trust Canada AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.