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FCAN

First Trust Canada AlphaDEX Fund

Delisted

FCAN was delisted on the 28th of October, 2020.

20 hedge funds and large institutions have $69.2M invested in First Trust Canada AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 3

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

52% more capital invested

Capital invested by funds: $45.7M → $69.2M (+$23.6M)

18% more funds holding

Funds holding: 1720 (+3)

Holders
20
Holders Change
+3
Holders Change %
+17.65%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
10
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$49.4M +$32.4M +899,452 +194%
Morgan Stanley
2
Morgan Stanley
New York
$11.1M +$3.6M +99,891 +48%
Goldman Sachs
3
Goldman Sachs
New York
$2.81M -$1.33M -36,897 -32%
RJA
4
Raymond James & Associates
Florida
$1.39M +$226K +6,260 +20%
JP Morgan Chase
5
JP Morgan Chase
New York
$1.23M +$883K +24,507 +261%
Bank of America
6
Bank of America
North Carolina
$722K +$69.5K +1,928 +11%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$493K +$490K +13,607 New
LPL Financial
8
LPL Financial
California
$436K +$49.8K +1,382 +13%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$366K -$772K -21,430 -68%
WA
10
WESPAC Advisors
California
$341K +$339K +9,417 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$314K +$146K +4,055 +88%
PI
12
Placemark Investments
Illinois
$261K +$261K +7,245 New
Ameriprise
13
Ameriprise
Minnesota
$195K +$123K +3,405 +73%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$63K +$9.8K +272 +19%
Deutsche Bank
15
Deutsche Bank
Germany
$47K -$10.8K -300 -19%
WEC
16
Winslow Evans & Crocker
Massachusetts
$36K +$35.7K +991 New
U
17
UBS
Switzerland
$35K +$15.7K +437 +81%
AIG
18
American International Group
New York
$26.1K +$26K +722 New
MFS
19
MSI Financial Services
Massachusetts
$7K +$6.49K +180 New
US Bancorp
20
US Bancorp
Minnesota
$6K +$6.16K +171 New
NA
21
Navellier & Associates
Nevada
-$7.86M -217,948 Closed
JG
22
Jefferies Group
New York
-$5.03M -139,472 Closed
PFS
23
Prospera Financial Services
Texas
-$287K -7,930 Closed
Wells Fargo
24
Wells Fargo
California
-$4K -101 Closed

FCAN Hedge Fund Activity: Q4 2013 in Review

20 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Canada AlphaDEX Fund (FCAN) for Q4 2013, worth a combined $69.2M — up 52% from $45.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FCAN positions and 4 closed out — a net gain of 3 holders — while 10 added to existing stakes and 3 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $32.4M. The largest seller was Navellier & Associates, exiting entirely with an estimated $7.86M sold.

  • 20 institutional investors held First Trust Canada AlphaDEX Fund (FCAN) as of Q4 2013, up from 17 in Q3 2013.
  • Funds reported $69.2M of First Trust Canada AlphaDEX Fund stock for Q4 2013, up 52% quarter-over-quarter.
  • 7 funds opened new First Trust Canada AlphaDEX Fund positions in Q4 2013 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Canada AlphaDEX Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $32.4M added.
  • The largest First Trust Canada AlphaDEX Fund seller in Q4 2013 was Navellier & Associates, an estimated $7.86M sold.

Based on aggregated 13F filings for Q4 2013.