We are live on ! Find out more
FCAN

First Trust Canada AlphaDEX Fund

Delisted

FCAN was delisted on the 28th of October, 2020.

20 hedge funds and large institutions have $99.4M invested in First Trust Canada AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 2

43% more capital invested

Capital invested by funds: $69.2M → $99.4M (+$30.1M)

0% more funds holding

Funds holding: 2020 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
20
Holders Change
Holders Change %
0%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$72M +$21.9M +617,264 +45%
Morgan Stanley
2
Morgan Stanley
New York
$12.3M +$1.12M +31,639 +10%
JG
3
Jefferies Group
New York
$3.29M +$3.22M +90,617 New
Goldman Sachs
4
Goldman Sachs
New York
$2.04M -$754K -21,239 -27%
JP Morgan Chase
5
JP Morgan Chase
New York
$1.6M +$365K +10,270 +30%
RJA
6
Raymond James & Associates
Florida
$1.48M +$86.5K +2,438 +6%
Bank of America
7
Bank of America
North Carolina
$975K +$245K +6,897 +35%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$880K +$552K +15,552 +179%
Wells Fargo
9
Wells Fargo
California
$779K +$762K +21,456 New
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$675K +$177K +4,986 +37%
PI
11
Placemark Investments
Illinois
$670K +$397K +11,183 +154%
Ameriprise
12
Ameriprise
Minnesota
$659K +$357K +10,051 +124%
LPL Financial
13
LPL Financial
California
$616K +$175K +4,930 +41%
Stifel Financial
14
Stifel Financial
Missouri
$546K +$534K +15,031 New
WA
15
WESPAC Advisors
California
$426K +$81.8K +2,304 +24%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$177K +$111K +3,133 +181%
U
17
UBS
Switzerland
$157K +$118K +3,338 +342%
SAM
18
Shamrock Asset Management
Texas
$90K +$87.7K +2,471 New
WEC
19
Winslow Evans & Crocker
Massachusetts
$38.7K +$2.66K +75 +8%
Deutsche Bank
20
Deutsche Bank
Germany
$10K -$35.5K -1,000 -77%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
-$366K -10,105 Closed
AIG
22
American International Group
New York
-$26.1K -722 Closed
MFS
23
MSI Financial Services
Massachusetts
-$7K -180 Closed
US Bancorp
24
US Bancorp
Minnesota
-$6K -171 Closed

FCAN Hedge Fund Activity: Q1 2014 in Review

20 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in First Trust Canada AlphaDEX Fund (FCAN) for Q1 2014, worth a combined $99.4M — up 43% from $69.2M a quarter earlier.

Fund positioning in FCAN was balanced in Q1 2014: 4 funds opened new positions, 4 closed out, 14 added to existing stakes and 2 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $21.9M. The largest seller was Goldman Sachs, cutting an estimated $754K.

  • 20 institutional investors held First Trust Canada AlphaDEX Fund (FCAN) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $99.4M of First Trust Canada AlphaDEX Fund stock for Q1 2014, up 43% quarter-over-quarter.
  • 4 funds opened new First Trust Canada AlphaDEX Fund positions in Q1 2014 and 4 closed out, a net change of 0 holders.
  • The largest First Trust Canada AlphaDEX Fund buyer in Q1 2014 was F-Squared Investment Management, an estimated $21.9M added.
  • The largest First Trust Canada AlphaDEX Fund seller in Q1 2014 was Goldman Sachs, an estimated $754K sold.

Based on aggregated 13F filings for Q1 2014.