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FCAN

First Trust Canada AlphaDEX Fund

Delisted

FCAN was delisted on the 28th of October, 2020.

33 hedge funds and large institutions have $172M invested in First Trust Canada AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

200% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 6

27% more funds holding

Funds holding: 2633 (+7)

26% more capital invested

Capital invested by funds: $137M → $172M (+$35.6M)

Holders
33
Holders Change
+7
Holders Change %
+26.92%
% of All Funds
0.96%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
18
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$107M +$23.6M +620,873 +26%
Morgan Stanley
2
Morgan Stanley
New York
$13.7M -$4.65M -122,604 -24%
HA
3
Hays Advisory
Tennessee
$9.69M +$10.3M +270,522 New
First Trust Advisors
4
First Trust Advisors
Illinois
$6.35M +$6.72M +177,276 New
AP
5
Atwood & Palmer
Missouri
$5.66M +$1.8M +47,555 +43%
SAM
6
Shamrock Asset Management
Texas
$4.52M +$4.53M +119,447 +1,761%
JG
7
Jefferies Group
New York
$3.15M -$136K -3,575 -4%
FHA
8
First Horizon Advisors
Tennessee
$2.64M +$2.8M +73,777 New
JP Morgan Chase
9
JP Morgan Chase
New York
$2.3M +$801K +21,112 +49%
RJA
10
Raymond James & Associates
Florida
$1.77M +$183K +4,837 +11%
U
11
UBS
Switzerland
$1.6M +$640K +16,874 +61%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.48M +$82.4K +2,172 +6%
Bank of America
13
Bank of America
North Carolina
$1.43M -$317K -8,368 -17%
PI
14
Placemark Investments
Illinois
$1.18M +$401K +10,567 +48%
Jane Street
15
Jane Street
New York
$1.16M +$956K +25,202 +346%
Wells Fargo
16
Wells Fargo
California
$1.15M +$192K +5,072 +19%
Ameriprise
17
Ameriprise
Minnesota
$1.11M +$313K +8,244 +36%
Goldman Sachs
18
Goldman Sachs
New York
$1.08M -$986K -25,992 -46%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$874K +$104K +2,739 +13%
Stifel Financial
20
Stifel Financial
Missouri
$849K +$268K +7,077 +43%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$734K +$337K +8,886 +77%
LPL Financial
22
LPL Financial
California
$655K -$215K -5,661 -23%
WA
23
WESPAC Advisors
California
$456K +$80.3K +2,116 +20%
B
24
Baird
Wisconsin
$376K +$2.54K +67 +0.6%
SI
25
Stephens Inc
Arkansas
$371K +$393K +10,371 New

FCAN Hedge Fund Activity: Q3 2014 in Review

33 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in First Trust Canada AlphaDEX Fund (FCAN) for Q3 2014, worth a combined $172M — up 26% from $137M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FCAN positions and 2 closed out — a net gain of 7 holders — while 18 added to existing stakes and 6 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $23.6M. The largest seller was Morgan Stanley, cutting an estimated $4.65M.

  • 33 institutional investors held First Trust Canada AlphaDEX Fund (FCAN) as of Q3 2014, up from 26 in Q2 2014.
  • Funds reported $172M of First Trust Canada AlphaDEX Fund stock for Q3 2014, up 26% quarter-over-quarter.
  • 9 funds opened new First Trust Canada AlphaDEX Fund positions in Q3 2014 and 2 closed out, a net change of +7 holders.
  • The largest First Trust Canada AlphaDEX Fund buyer in Q3 2014 was F-Squared Investment Management, an estimated $23.6M added.
  • The largest First Trust Canada AlphaDEX Fund seller in Q3 2014 was Morgan Stanley, an estimated $4.65M sold.

Based on aggregated 13F filings for Q3 2014.