LPL Financial’s First Trust Canada AlphaDEX Fund FCAN Stock Holding History

LPL Financial’s Portfolio FCAN Stock Details FCAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-18,485	Closed	-$655K	–	2888
2014 Q3	$655K	Sell	18,485 -5,661	-23%	-$215K	﹤0.01%	1579
2014 Q2	$936K	Buy	24,146 +7,181	+42%	+$269K	0.01%	1378
2014 Q1	$616K	Buy	16,965 +4,930	+41%	+$175K	﹤0.01%	1579
2013 Q4	$436K	Buy	12,035 +1,382	+13%	+$49.8K	﹤0.01%	1819
2013 Q3	$388K	Buy	10,653 +3,305	+45%	+$116K	﹤0.01%	1819
2013 Q2	$242K	Buy	+7,348	New	+$247K	﹤0.01%	2064

Other funds holding FCAN

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VAM

Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return

LPL Financial's FCAN Position: Q4 2014 in Review

LPL Financial sold out of First Trust Canada AlphaDEX Fund (FCAN) in Q4 2014, closing a stake of 18,485 shares — an estimated $655K sold.

LPL Financial first reported a position in FCAN in Q2 2013 and held it in 6 quarters. The position peaked at $936K in Q2 2014. 23 funds tracked by Wall St. Rank hold FCAN as of Q4 2014.

LPL Financial reported no remaining First Trust Canada AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
LPL Financial sold 18,485 First Trust Canada AlphaDEX Fund shares in Q4 2014, an estimated $655K.
LPL Financial first reported a position in First Trust Canada AlphaDEX Fund in Q2 2013 and held it in 6 quarters.
LPL Financial's First Trust Canada AlphaDEX Fund position peaked at $936K in Q2 2014.
23 funds tracked by Wall St. Rank held First Trust Canada AlphaDEX Fund as of Q4 2014.

Based on LPL Financial's 13F filing for Q4 2014, filed 13 Feb 2015.