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FCAN

First Trust Canada AlphaDEX Fund

Delisted

FCAN was delisted on the 28th of October, 2020.

23 hedge funds and large institutions have $22.1M invested in First Trust Canada AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 2 increasing their positions, 13 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% less funds holding

Funds holding: 3323 (-10)

56% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 16

85% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 13

87% less capital invested

Capital invested by funds: $172M → $22.1M (-$150M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
23
Holders Change
-10
Holders Change %
-30.3%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
2
Reduced
13
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HA
1
Hays Advisory
Tennessee
$7.53M -$1.02M -30,760 -11%
Morgan Stanley
2
Morgan Stanley
New York
$3.2M -$9.3M -280,312 -73%
SAM
3
Shamrock Asset Management
Texas
$3.19M -$824K -24,846 -20%
Bank of America
4
Bank of America
North Carolina
$2.22M +$1.03M +31,001 +78%
FHA
5
First Horizon Advisors
Tennessee
$2.08M -$259K -7,819 -11%
JG
6
Jefferies Group
New York
$914K -$1.95M -58,848 -67%
Goldman Sachs
7
Goldman Sachs
New York
$720K -$244K -7,355 -24%
VKH
8
Virtu KCG Holdings
New York
$404K +$426K +12,847 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$379K -$279K -8,425 -41%
VAM
10
Visionary Asset Management
Texas
$298K +$30.9K +930 +11%
UBS Group
11
UBS Group
Switzerland
$268K +$283K +8,537 New
PFS
12
Prospera Financial Services
Texas
$262K +$276K +8,326 New
YMRC
13
Yorktown Management & Research Company
Virginia
$251K +$265K +8,000 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$116K -$1.25M -37,553 -91%
IPC
15
Independent Portfolio Consultants
Florida
$106K -$30.2K -910 -21%
Creative Planning
16
Creative Planning
Kansas
$59K +$62.4K +1,880 New
PI
17
Placemark Investments
Illinois
$48K -$1.04M -31,242 -95%
Wells Fargo
18
Wells Fargo
California
$19K -$1.04M -31,369 -98%
Deutsche Bank
19
Deutsche Bank
Germany
$17K -$8.63K -260 -32%
BRWM
20
B. Riley Wealth Management
Tennessee
$16K
BWA
21
Burt Wealth Advisors
Maryland
$9K +$9.19K +277 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$4K -$805K -24,252 -99%
FSIM
23
F-Squared Investment Management
Massachusetts
-$107M -2,993,995 Closed
First Trust Advisors
24
First Trust Advisors
Illinois
-$6.35M -177,276 Closed
AP
25
Atwood & Palmer
Missouri
-$5.66M -157,875 Closed

FCAN Hedge Fund Activity: Q4 2014 in Review

23 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust Canada AlphaDEX Fund (FCAN) for Q4 2014, worth a combined $22.1M — down 87% from $172M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FCAN and 7 opened new positions — a net loss of 9 holders — while 13 trimmed existing stakes and 2 added.

The largest buyer was Bank of America, adding an estimated $1.03M. The largest seller was F-Squared Investment Management, exiting entirely with an estimated $107M sold.

  • 23 institutional investors held First Trust Canada AlphaDEX Fund (FCAN) as of Q4 2014, down from 33 in Q3 2014.
  • Funds reported $22.1M of First Trust Canada AlphaDEX Fund stock for Q4 2014, down 87% quarter-over-quarter.
  • 7 funds opened new First Trust Canada AlphaDEX Fund positions in Q4 2014 and 16 closed out, a net change of -9 holders.
  • The largest First Trust Canada AlphaDEX Fund buyer in Q4 2014 was Bank of America, an estimated $1.03M added.
  • The largest First Trust Canada AlphaDEX Fund seller in Q4 2014 was F-Squared Investment Management, an estimated $107M sold.

Based on aggregated 13F filings for Q4 2014.