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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACHN
3201
CALL
DELISTED
Achillion Pharmaceuticals
ACHN
$1.45M ﹤0.01%
145,100
+61,200
+73% +$568K
DRC
3202
PUT
DELISTED
DRESSER-RAND GROUP INC
DRC
$1.45M ﹤0.01%
17,600
+17,400
+8,700% +$1.17M
TMUS icon
3203
PUT
T-Mobile US
TMUS
$191B
$1.45M ﹤0.01%
50,100
-160,500
-76% -$4.94M
SC
3204
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$1.44M ﹤0.01%
80,917
-25,510
-24% -$482K
CMPR icon
3205
Cimpress
CMPR
$2.29B
$1.44M ﹤0.01%
26,292
+7,018
+36% +$321K
ANIK icon
3206
Anika Therapeutics
ANIK
$277M
$1.44M ﹤0.01%
39,231
-7,813
-17% -$338K
SFG
3207
DELISTED
STANCORP FINL GRP
SFG
$1.44M ﹤0.01%
22,707
-2,731
-11% -$173K
MAR icon
3208
CALL
Marriott International
MAR
$90.9B
$1.43M ﹤0.01%
20,500
-5,200
-20% -$352K
CVBF icon
3209
CVB Financial
CVBF
$3.97B
$1.43M ﹤0.01%
99,792
-79
-0.1% -$1.22K
PCQ
3210
Pimco California Municipal Income Fund
PCQ
$168M
$1.43M ﹤0.01%
99,967
+9,996
+11% +$144K
TBT icon
3211
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$310M
$1.43M ﹤0.01%
25,387
-102,192
-80% -$5.95M
ARQ icon
3212
Arq
ARQ
$88.9M
$1.43M ﹤0.01%
67,181
+17,924
+36% +$390K
BSD
3213
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$1.43M ﹤0.01%
107,544
+34,319
+47% +$454K
AJG icon
3214
Arthur J. Gallagher & Co
AJG
$64.7B
$1.43M ﹤0.01%
31,454
+938
+3% +$43.1K
GIS icon
3215
PUT
General Mills
GIS
$19.9B
$1.43M ﹤0.01%
28,300
+11,300
+66% +$593K
BLKB icon
3216
Blackbaud
BLKB
$2.09B
$1.43M ﹤0.01%
36,300
+1,526
+4% +$56.8K
DBA icon
3217
PUT
Invesco DB Agriculture Fund
DBA
$1.24B
$1.43M ﹤0.01%
55,800
+43,900
+369% +$1.15M
NXQ
3218
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$1.43M ﹤0.01%
107,751
+10,169
+10% +$136K
NAD icon
3219
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$1.43M ﹤0.01%
102,949
-2,215
-2% -$30.6K
WB icon
3220
Weibo
WB
$1.96B
$1.43M ﹤0.01%
76,213
+28,249
+59% +$565K
MYC
3221
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$1.43M ﹤0.01%
94,073
+33,601
+56% +$504K
VIRX
3222
CALL
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$1.42M ﹤0.01%
950
+608
+178% +$880K
DTRE icon
3223
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.4M
$1.42M ﹤0.01%
34,506
-561
-2% -$24.3K
TRC icon
3224
Tejon Ranch
TRC
$445M
$1.42M ﹤0.01%
52,278
+1,467
+3% +$41.3K
MRO
3225
PUT
DELISTED
Marathon Oil Corporation
MRO
$1.42M ﹤0.01%
37,800
-62,800
-62% -$2.49M
127 128
129
130 131

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.