UBS’s First Trust Technology AlphaDEX Fund FXL Stock Holding History

UBS’s Portfolio FXL Stock Details FXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$27.6M	Buy	850,591 +267,184	+46%	+$8.74M	0.02%	761
2014 Q2	$19M	Sell	583,407 -6,489	-1%	-$200K	0.01%	923
2014 Q1	$18.4M	Buy	589,896 +327,183	+125%	+$10.1M	0.02%	850
2013 Q4	$7.84M	Sell	262,713 -114,570	-30%	-$3.22M	0.01%	1466
2013 Q3	$10.3M	Buy	377,283 +197,350	+110%	+$5.17M	0.01%	1116
2013 Q2	$4.39M	Buy	+179,933	New	+$4.34M	0.01%	1746

Other funds holding FXL

F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return