UBS Group Portfolio holdings

AUM $452B

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

AUM

$452B

AUM Growth

+$5.56B (+1%)

Cap. Flow

+$21.8B

Cap. Flow % of AUM

4.84%

Top 10 Holdings %Top 10 Hldgs %

16.72%

Holding

9,610

New

934

Increased

4,197

Reduced

3,483

Closed

742

Top Buys

1	SPDR S&P 500 ETF Trust SPY	$1.56B
2	Eaton ETN	$585M
3	SPDR Gold Trust GLD	$582M
4	Hewlett Packard HPE	$514M
5	Southwest Airlines LUV	$510M

Top Sells

1	MicroStrategy MSTR	$660M
2	Phillips 66 PSX	$549M
3	Microsoft MSFT	$513M
4	Alphabet (Google) Class A GOOGL	$480M
5	Boeing BA	$458M

Sector Composition

1	Technology	19.91%
2	Financials	12.02%
3	Healthcare	8.45%
4	Consumer Discretionary	8.12%
5	Industrials	7.77%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
9351	HEPA 9351 DELISTED Hepion Pharmaceuticals HEPA	$0	0%	1 -14,031	-100%	–
9352	9352 Harbor Commodity All-Weather Strategy ETF HGER $430M	$0	0%	0 -5,764	Closed	–
9353	9353 Harte-Hanks HHS $28.4M	$0	0%	0 -335	Closed	–
9354	9354 Direxion Daily S&P 500 High Beta Bear 3X Shares HIBS $22.1M	$0	0%	0 -6,197	Closed	–
9355	9355 GraniteShares HIPS US High Income ETF HIPS $109M	$0	0%	0 -365	Closed	–
9356	9356 Hitek Global HKIT $41.9M	$0	0%	0 -4,297	Closed	–
9357	HLGE 9357 DELISTED Hartford Longevity Economy ETF HLGE	$0	0%	0 -225	Closed	–
9358	9358 Hartford Municipal Opportunities ETF HMOP $578M	$0	0%	0 -2,758	Closed	–
9359	9359 Hennessy Advisors HNNA $95.5M	$0	0%	0 -33	Closed	–
9360	9360 New Horizon Aircraft Ltd. Warrant HOVRW $7.82M	$0	0%	0 -4,070	Closed	–
9361	9361 HeartSciences Inc. Warrant HSCSW $192K	$0	0%	0 -1,500	Closed	–
9362	9362 Helius Medical Technologies HSDT $5.64M	$0	0%	0 -29,537	Closed	–
9363	9363 First Trust Horizon Managed Volatility Small/Mid ETF HSMV $21.6M	$0	0%	0 -295	Closed	–
9364	9364 HWH International HWH $8.42M	$0	0%	0 -3,870	Closed	–
9365	9365 Xtrackers Low Beta High Yield Bond ETF HYDW $305M	$0	0%	0 -1,229	Closed	–
9366	9366 iShares High Yield Corporate Bond BuyWrite Strategy ETF HYGW $227M	$0	0%	0 -131	Closed	–
9367	9367 Inspire Corporate Bond ETF IBD $388M	$0	0%	0 -226	Closed	–
9368	9368 iShares iBonds Oct 2032 Term TIPS ETF IBII $20.5M	$0	0%	0 -264	Closed	–
9369	9369 Invesco AAA CLO Floating Rate Note ETF ICLO $318M	$0	0%	0 -5,363	Closed	–
9370	9370 SeaStar Medical ICU $9.55M	$0	0%	0 -145	Closed	–
9371	9371 Invesco S&P International Developed Quality ETF IDHQ $462M	$0	0%	0 -2,176	Closed	–
9372	9372 Invesco S&P International Developed Momentum ETF IDMO $1.05B	$0	0%	0 -21,798	Closed	–
9373	9373 iShares US Tech Independence Focused ETF IETC $679M	$0	0%	0 -86	Closed	–
9374	9374 InflaRx IFRX $59.6M	$0	0%	0 -67,441	Closed	–
9375	9375 AllianzIM U.S. Large Cap Buffer20 Mar ETF MARW $85.7M	$0	0%	0 -2,138	Closed	–