UBS Group Portfolio holdings

AUM $452B

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

AUM

$452B

AUM Growth

+$5.56B (+1%)

Cap. Flow

+$21.8B

Cap. Flow % of AUM

4.84%

Top 10 Holdings %Top 10 Hldgs %

16.72%

Holding

9,610

New

934

Increased

4,197

Reduced

3,483

Closed

742

Top Buys

1	SPDR S&P 500 ETF Trust SPY	$1.56B
2	Eaton ETN	$585M
3	SPDR Gold Trust GLD	$582M
4	Hewlett Packard HPE	$514M
5	Southwest Airlines LUV	$510M

Top Sells

1	MicroStrategy MSTR	$660M
2	Phillips 66 PSX	$549M
3	Microsoft MSFT	$513M
4	Alphabet (Google) Class A GOOGL	$480M
5	Boeing BA	$458M

Sector Composition

1	Technology	19.91%
2	Financials	12.02%
3	Healthcare	8.45%
4	Consumer Discretionary	8.12%
5	Industrials	7.77%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
9376	9376 AllianzIM U.S. Large Cap Buffer10 Mar ETF MART $26.2M	$0	0%	0 -496	Closed	–
9377	9377 TrueShares Structured Outcome March ETF MARZ $11.9M	$0	0%	0 -104	Closed	–
9378	9378 Monarch Blue Chips Core Index ETF MBCC $120M	$0	0%	0 -26	Closed	–
9379	9379 Moleculin Biotech MBRX $7.77M	$0	0%	0 -8,939	Closed	–
9380	9380 BondBloxx BBB Rated 5-10 Year Corporate Bond ETF BBBI $51M	$0	0%	0 -103	Closed	–
9381	AACG 9381 ATA Creativity AACG $27.7M	$0	0%	0 -7,940	Closed	–
9382	9382 Atlantic American Corp AAME $40.8M	$0	0%	0 -254	Closed	–
9383	9383 Able View Global ABLV $42.8M	$0	0%	0 -7,643	Closed	–
9384	9384 Aptus Behavioral Momentum ETF ADME $222M	$0	0%	0 -3,881	Closed	–
9385	ADNWW 9385 Advent Technologies Holdings Warrant ADNWW $4.83K	$0	0%	0 -2,608	Closed	–
9386	9386 Adaptiv Select ETF ADPV $135M	$0	0%	0 -105	Closed	–
9387	9387 Alset AEI $13M	$0	0%	0 -12,481	Closed	–
9388	9388 Agrify AGFY $48.4M	$0	0%	0 -7,375	Closed	–
9389	9389 Simplify Aggregate Bond ETF AGGH $321M	$0	0%	0 -2,669	Closed	–
9390	9390 AGM Group Holdings AGMH $5.86M	$0	0%	0 -261,091	Closed	–
9391	9391 iShares Interest Rate Hedged US Aggregate Bond ETF AGRH $7.75M	$0	0%	0 -91	Closed	–
9392	9392 American Beacon AHL Trend ETF AHLT $49.2M	$0	0%	0 -335	Closed	–
9393	AKTX 9393 Akari Therapeutics AKTX $36.4M	$0	0%	0 -194	Closed	–
9394	9394 Global X Alternative Income ETF ALTY $35.7M	$0	0%	0 -26	Closed	–
9395	9395 Alzamend Neuro ALZN $2.56M	$0	0%	0 -820	Closed	–
9396	9396 Ambipar Emergency Response Warrants AMBI.WS $9M	$0	0%	0 -124	Closed	–
9397	9397 Amesite AMST $14.9M	$0	0%	0 -3,463	Closed	–
9398	9398 ProShares MSCI Transformational Changes ETF ANEW $8.72M	$0	0%	0 -216	Closed	–
9399	9399 ActivePassive Core Bond ETF APCB $830M	$0	0%	0 -3,394	Closed	–
9400	APCX 9400 DELISTED AppTech Payments APCX	$0	0%	0 -3,197	Closed	–