UBS Group Portfolio holdings

AUM $452B

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

AUM

$452B

AUM Growth

+$5.56B (+1%)

Cap. Flow

+$21.8B

Cap. Flow % of AUM

4.84%

Top 10 Holdings %Top 10 Hldgs %

16.72%

Holding

9,610

New

934

Increased

4,197

Reduced

3,483

Closed

742

Top Buys

1	SPDR S&P 500 ETF Trust SPY	$1.56B
2	Eaton ETN	$585M
3	SPDR Gold Trust GLD	$582M
4	Hewlett Packard HPE	$514M
5	Southwest Airlines LUV	$510M

Top Sells

1	MicroStrategy MSTR	$660M
2	Phillips 66 PSX	$549M
3	Microsoft MSFT	$513M
4	Alphabet (Google) Class A GOOGL	$480M
5	Boeing BA	$458M

Sector Composition

1	Technology	19.91%
2	Financials	12.02%
3	Healthcare	8.45%
4	Consumer Discretionary	8.12%
5	Industrials	7.77%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
9401	9401 Innovator Premium Income 20 Barrier ETF April APRH $27.3M	$0	0%	0 -698	Closed	–
9402	9402 Aptevo Therapeutics APVO $8.59M	$0	0%	0 -783	Closed	–
9403	9403 Asia Pacific Wire & Cable APWC $34M	$0	0%	0 -1,155	Closed	–
9404	9404 Arqit Quantum Warrants ARQQW $13.6M	$0	0%	0 -4,830	Closed	–
9405	9405 AmeriServ Financial ASRV $51.9M	$0	0%	0 -5,751	Closed	–
9406	9406 Ascent Solar Technologies ASTI $5.56M	$0	0%	0 -36	Closed	–
9407	9407 Algoma Steel Group Warrant ASTLW $12.8M	$0	0%	0 -1,584	Closed	–
9408	9408 AlphaTime Acquisition Corp Right ATMCR	$0	0%	0 -4,415	Closed	–
9409	9409 AlphaTime Acquisition Corp Warrant ATMCW	$0	0%	0 -800	Closed	–
9410	9410 TrueShares Structured Outcome August ETF AUGZ $23.4M	$0	0%	0 -1,514	Closed	–
9411	AUMI 9411 Themes Gold Miners ETF AUMI $9.84M	$0	0%	0 -100	Closed	–
9412	AUROW 9412 Aurora Innovation Warrant AUROW $1.29B	$0	0%	0 -132	Closed	–
9413	9413 Avantis Moderate Allocation ETF AVMA $34.8M	$0	0%	0 -2,232	Closed	–
9414	9414 Avantis All International Markets Value ETF AVNV $19.3M	$0	0%	0 -64	Closed	–
9415	9415 Avantis US Small Cap Equity ETF AVSC $1.68B	$0	0%	0 -84	Closed	–
9416	9416 Avantis Short-Term Fixed Income ETF AVSF $636M	$0	0%	0 -827	Closed	–
9417	9417 Avalon Holdings AWX $9.79M	$0	0%	0 -1,056	Closed	–
9418	9418 AYRO AYRO $3.54M	$0	0%	0 -16,366	Closed	–
9419	9419 Brookstone Dividend Stock ETF BAMD $95.3M	$0	0%	0 -312	Closed	–
9420	9420 JPMorgan BetaBuilders US Aggregate Bond ETF BBAG $1.27B	$0	0%	0 -23	Closed	–
9421	9421 Virtus LifeSci Biotech Clinical Trials ETF BBC $11.7M	$0	0%	0 -168	Closed	–
9422	9422 BondBloxx BBB Rated 1-5 Year Corporate Bond ETF BBBS $146M	$0	0%	0 -124	Closed	–
9423	9423 JPMorgan BetaBuilders USD High Yield Corporate Bond ETF BBHY $602M	$0	0%	0 -138	Closed	–
9424	9424 JPMorgan BetaBuilders International Equity ETF BBIN $5.52B	$0	0%	0 -274	Closed	–
9425	BBLG 9425 Bone Biologics BBLG $1.6M	$0	0%	0 -21,866	Closed	–