UBS Group Portfolio holdings

AUM $452B

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

AUM

$452B

AUM Growth

+$5.56B (+1%)

Cap. Flow

+$21.8B

Cap. Flow % of AUM

4.84%

Top 10 Holdings %Top 10 Hldgs %

16.72%

Holding

9,610

New

934

Increased

4,197

Reduced

3,483

Closed

742

Top Buys

1	SPDR S&P 500 ETF Trust SPY	$1.56B
2	Eaton ETN	$585M
3	SPDR Gold Trust GLD	$582M
4	Hewlett Packard HPE	$514M
5	Southwest Airlines LUV	$510M

Top Sells

1	MicroStrategy MSTR	$660M
2	Phillips 66 PSX	$549M
3	Microsoft MSFT	$513M
4	Alphabet (Google) Class A GOOGL	$480M
5	Boeing BA	$458M

Sector Composition

1	Technology	20.05%
2	Financials	12.02%
3	Healthcare	8.45%
4	Consumer Discretionary	8.04%
5	Industrials	7.77%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
9451	9451 Range Global Coal Index ETF COAL $15.3M	$0	0%	0 -239	Closed	–
9452	9452 Coeptis Therapeutics Holdings, Inc. Warrants COEPW $68.5K	$0	0%	0 -678	Closed	–
9453	9453 Central Plains Bancshares CPBI $58.6M	$0	0%	0 -196	Closed	–
9454	9454 Simplify Opportunistic Income ETF CRDT $110M	$0	0%	0 -2,529	Closed	–
9455	9455 Xtrackers US National Critical Technologies ETF CRTC $111M	$0	0%	0 -100	Closed	–
9456	9456 NEOS Enhanced Income 1-3 Month T-Bill ETF CSHI $495M	$0	0%	0 -111	Closed	–
9457	9457 Madison Covered Call ETF CVRD $43.4M	$0	0%	0 -361	Closed	–
9458	9458 CaliberCos CWD $4.35M	$0	0%	0 -55,830	Closed	–
9459	9459 Data I/O DAIO $23.1M	$0	0%	0 -15,294	Closed	–
9460	9460 The Advisors' Inner Circle Fund III Democratic Large Cap Core ETF DEMZ $43.1M	$0	0%	0 -1,636	Closed	–
9461	9461 FT Vest US Equity Deep Buffer ETF February DFEB $413M	$0	0%	0 -2,369	Closed	–
9462	9462 Dimensional Global ex US Core Fixed Income ETF DFGX $836M	$0	0%	0 -25	Closed	–
9463	9463 Dimensional Global Sustainability Fixed Income ETF DFSB $460M	$0	0%	0 -290	Closed	–
9464	9464 Dimensional Short-Duration Fixed Income ETF DFSD $4.48B	$0	0%	0 -183	Closed	–
9465	9465 Dimensional US Sustainability Core 1 ETF DFSU $1.4B	$0	0%	0 -274	Closed	–
9466	9466 Dimensional US Large Cap Vector ETF DFVX $424M	$0	0%	0 -118	Closed	–
9467	9467 Dimensional Global Credit ETF DGCB $573M	$0	0%	0 -1,353	Closed	–
9468	9468 Distoken Acquisition Corporation Warrant DISTW	$0	0%	0 -10	Closed	–
9469	9469 Dimensional International Small Cap Value ETF DISV $2.95B	$0	0%	0 -1,633	Closed	–
9470	9470 Franklin International Core Dividend Tilt Index ETF DIVI $1.47B	$0	0%	0 -3,392	Closed	–
9471	9471 SmartETFs Dividend Builder ETF DIVS $41.1M	$0	0%	0 -220	Closed	–
9472	9472 FT Vest US Equity Deep Buffer ETF January DJAN $370M	$0	0%	0 -407	Closed	–
9473	9473 Global X Dow 30 Covered Call ETF DJIA $132M	$0	0%	0 -3,925	Closed	–
9474	9474 GraniteShares Nasdaq Select Disruptors ETF DRUP $56M	$0	0%	0 -855	Closed	–
9475	9475 DSS Inc DSS $8.1M	$0	0%	0 -510	Closed	–