UBS Group Portfolio holdings

AUM $452B

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

AUM

$452B

AUM Growth

+$5.56B (+1%)

Cap. Flow

+$21.8B

Cap. Flow % of AUM

4.84%

Top 10 Holdings %Top 10 Hldgs %

16.72%

Holding

9,610

New

934

Increased

4,197

Reduced

3,483

Closed

742

Top Buys

1	SPDR S&P 500 ETF Trust SPY	$1.56B
2	Eaton ETN	$585M
3	SPDR Gold Trust GLD	$582M
4	Hewlett Packard HPE	$514M
5	Southwest Airlines LUV	$510M

Top Sells

1	MicroStrategy MSTR	$660M
2	Phillips 66 PSX	$549M
3	Microsoft MSFT	$513M
4	Alphabet (Google) Class A GOOGL	$480M
5	Boeing BA	$458M

Sector Composition

1	Technology	19.91%
2	Financials	12.02%
3	Healthcare	8.45%
4	Consumer Discretionary	8.12%
5	Industrials	7.77%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
9326	9326 SPDR MarketAxess Investment Grade 400 Corporate Bond ETF LQIG $56.6M	$0	0%	0 -131	Closed	–
9327	9327 LiveWire Group, Inc. Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share LVWR.WS $10.3M	$0	0%	0 -2,675	Closed	–
9328	9328 LXP Industrial Trust 6.5% Series C Cumulative Convertible Preferred Stock LXP.PRC $91.2M	$0	0%	0 -428	Closed	–
9329	9329 First Trust Merger Arbitrage ETF MARB $33.9M	$0	0%	0 -4,698	Closed	–
9330	9330 Cambria Global Asset Allocation ETF GAA $56.6M	$0	0%	0 -157	Closed	–
9331	9331 Gabelli Financial Services Opportunities ETF GABF $43.2M	$0	0%	0 -824	Closed	–
9332	9332 Goldman Sachs Access US Aggregate Bond ETF GCOR $585M	$0	0%	0 -1,381	Closed	–
9333	9333 GlucoTrack GCTK $3.25M	$0	0%	1	New	–
9334	GCV 9334 Gabelli Convertible and Income Securities Fund GCV $76.7M	$0	0%	0 -14,465	Closed	–
9335	9335 Gadsden Dynamic Multi-Asset ETF GDMA $129M	$0	0%	0 -131	Closed	–
9336	9336 WisdomTree Efficient Gold Plus Gold Miners Strategy Fund GDMN $38.4M	$0	0%	0 -37	Closed	–
9337	GHG 9337 GreenTree Hospitality GHG $237M	$0	0%	0 -86	Closed	–
9338	9338 Goldman Sachs Access High Yield Corporate Bond ETF GHYB $94.6M	$0	0%	0 -3,633	Closed	–
9339	9339 Goldman Sachs ActiveBeta World Low Vol Plus Equity ETF GLOV $1.31B	$0	0%	0 -1,112	Closed	–
9340	9340 FT Vest US Equity Moderate Buffer ETF March GMAR $434M	$0	0%	0 -1,111	Closed	–
9341	9341 US Global GO Gold and Precious Metal Miners ETF GOAU $127M	$0	0%	0 -3,350	Closed	–
9342	9342 iShares 25+ Year Treasury STRIPS Bond ETF GOVZ $261M	$0	0%	0 -52	Closed	–
9343	9343 Goldman Sachs Small Cap Equity ETF GSC $143M	$0	0%	0 -100	Closed	–
9344	9344 Goldman Sachs ActiveBeta Japan Equity ETF GSJY $56.8M	$0	0%	0 -797	Closed	–
9345	9345 Goldman Sachs MarketBeta US 1000 Equity ETF GUSA $1.95B	$0	0%	0 -98	Closed	–
9346	9346 Simplify Commodities Strategy No K-1 ETF HARD $33.1M	$0	0%	0 -131	Closed	–
9347	9347 Harbor Human Capital Factor Unconstrained ETF HAPY $3.6M	$0	0%	0 -12	Closed	–
9348	9348 iShares Currency Hedged MSCI ACWI ex US ETF HAWX $257M	$0	0%	0 -583	Closed	–
9349	9349 Amplify Cash Flow High Income ETF HCOW $12.1M	$0	0%	0 -278	Closed	–
9350	9350 First Trust Horizon Managed Volatility Developed International ETF HDMV $22.6M	$0	0%	0 -1,395	Closed	–