UBS Group Portfolio holdings

AUM $452B

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

AUM

$452B

AUM Growth

+$5.56B (+1%)

Cap. Flow

+$21.8B

Cap. Flow % of AUM

4.84%

Top 10 Holdings %Top 10 Hldgs %

16.72%

Holding

9,610

New

934

Increased

4,197

Reduced

3,483

Closed

742

Top Buys

1	SPDR S&P 500 ETF Trust SPY	$1.56B
2	Eaton ETN	$585M
3	SPDR Gold Trust GLD	$582M
4	Hewlett Packard HPE	$514M
5	Southwest Airlines LUV	$510M

Top Sells

1	MicroStrategy MSTR	$660M
2	Phillips 66 PSX	$549M
3	Microsoft MSFT	$513M
4	Alphabet (Google) Class A GOOGL	$480M
5	Boeing BA	$458M

Sector Composition

1	Technology	19.91%
2	Financials	12.02%
3	Healthcare	8.45%
4	Consumer Discretionary	8.12%
5	Industrials	7.77%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
9276	9276 FT Vest US Equity Buffer ETF October FOCT $930M	$0	0%	0 -740	Closed	–
9277	9277 iShares Focused Value Factor ETF FOVL $29M	$0	0%	0 -19	Closed	–
9278	9278 FlexShopper FPAY $23.5M	$0	0%	0 -3,486	Closed	–
9279	9279 First Trust IPOX Europe Equity Opportunities ETF FPXE $6.25M	$0	0%	0 -30	Closed	–
9280	9280 Freedom 100 Emerging Markets ETF FRDM $1.2B	$0	0%	0 -8,344	Closed	–
9281	9281 FT Vest US Equity Buffer ETF September FSEP $911M	$0	0%	0 -54	Closed	–
9282	9282 Strive FAANG 2.0 ETF FTWO $36.5M	$0	0%	0 -5,559	Closed	–
9283	9283 First Trust Nasdaq Food & Beverage ETF FTXG $29M	$0	0%	0 -349	Closed	–
9284	9284 American Century Multisector Floating Income ETF FUSI $50.5M	$0	0%	0 -261	Closed	–
9285	9285 IGC Pharma IGC $26.6M	$0	0%	1 -3,117	-100%	–
9286	9286 Invesco Investment Grade Defensive ETF IIGD $27.1M	$0	0%	0 -82	Closed	–
9287	9287 Indonesia Energy Corp INDO $42.2M	$0	0%	0 -27,951	Closed	–
9288	9288 BlackRock Intermediate Muni Income Bond ETF INMU $101M	$0	0%	0 -751	Closed	–
9289	9289 ProShares S&P Global Core Battery Metals ETF ION $2.29M	$0	0%	0 -403	Closed	–
9290	9290 IonQ, Inc. Redeemable warrants, each whole warrant exercisable for one share of Common Stock, each at an exercise price of $11.50 per share IONQ.WS $7.54B	$0	0%	0 -8,906	Closed	–
9291	9291 IQ MacKay ESG High Income ETF IQHI $57.7M	$0	0%	0 -34	Closed	–
9292	9292 iShares International Small Cap Equity Factor ETF ISCF $363M	$0	0%	0 -125	Closed	–
9293	9293 Israel Acquisitions Corp Warrant ISRLW $3.33M	$0	0%	0 -34,867	Closed	–
9294	9294 iShares LifePath Target Date 2050 ETF ITDF $30.9M	$0	0%	0 -78	Closed	–
9295	9295 iShares Emergent Food and AgTech Multisector ETF IVEG $4.42M	$0	0%	0 -140	Closed	–
9296	9296 iShares Large Cap Moderate Buffer ETF IVVM $84.8M	$0	0%	0 -12	Closed	–
9297	9297 IQ Winslow Large Cap Growth ETF IWLG $124M	$0	0%	0 -27	Closed	–
9298	9298 iShares MSCI Water Management Multisector ETF IWTR $6.82M	$0	0%	0 -2	Closed	–
9299	9299 John Hancock US High Dividend ETF JHDV $8.36M	$0	0%	0 -87	Closed	–
9300	9300 John Hancock Multifactor Emerging Markets ETF JHEM $611M	$0	0%	0 -1,862	Closed	–