UBS Group Portfolio holdings

AUM $452B

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

AUM

$452B

AUM Growth

+$5.56B (+1%)

Cap. Flow

+$21.8B

Cap. Flow % of AUM

4.84%

Top 10 Holdings %Top 10 Hldgs %

16.72%

Holding

9,610

New

934

Increased

4,197

Reduced

3,483

Closed

742

Top Buys

1	SPDR S&P 500 ETF Trust SPY	$1.56B
2	Eaton ETN	$585M
3	SPDR Gold Trust GLD	$582M
4	Hewlett Packard HPE	$514M
5	Southwest Airlines LUV	$510M

Top Sells

1	MicroStrategy MSTR	$660M
2	Phillips 66 PSX	$549M
3	Microsoft MSFT	$513M
4	Alphabet (Google) Class A GOOGL	$480M
5	Boeing BA	$458M

Sector Composition

1	Technology	19.91%
2	Financials	12.02%
3	Healthcare	8.45%
4	Consumer Discretionary	8.12%
5	Industrials	7.77%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
9226	9226 Schwab Municipal Bond ETF SCMB $2.06B	$0	0%	0 -42	Closed	–
9227	9227 Global X MSCI SuperDividend Emerging Markets ETF SDEM $38.2M	$0	0%	0 -1,261	Closed	–
9228	9228 ProShares UltraShort Utilities SDP $2.6M	$0	0%	0 -554	Closed	–
9229	9229 American Century Short Duration Strategic Income ETF SDSI $79.4M	$0	0%	0 -595	Closed	–
9230	9230 Columbia Seligman Semiconductor and Technology ETF SEMI $25.3M	$0	0%	0 -244	Closed	–
9231	SENEB 9231 Seneca Foods Class B SENEB $700M	$0	0%	0 -209	Closed	–
9232	9232 TrueShares Structured Outcome September ETF SEPZ $114M	$0	0%	0 -123	Closed	–
9233	9233 Safe and Green Development Corp SGD $2.05M	$0	0%	0 -2,027	Closed	–
9234	9234 Soundwatch Hedged Equity ETF SHDG $157M	$0	0%	0 -2,358	Closed	–
9235	9235 Shimmick SHIM $68.5M	$0	0%	0 -2,677	Closed	–
9236	9236 MicroSectors Gold 3x Leveraged ETN SHNY $72.6M	$0	0%	0 -437	Closed	–
9237	9237 Strive US Semiconductor ETF SHOC $106M	$0	0%	0 -1,181	Closed	–
9238	9238 Shuttle Pharmaceuticals SHPH $1.84M	$0	0%	0 -32,787	Closed	–
9239	9239 ProShares UltraShort Industrials SIJ $1.07M	$0	0%	0 -118	Closed	–
9240	9240 Silo Pharma SILO $4.21M	$0	0%	0 -20,085	Closed	–
9241	9241 SiNtx Technologies SINT $8.35M	$0	0%	0 -1,584	Closed	–
9242	9242 Tuttle Capital Daily 2X Inverse Regional Banks ETF SKRE $3.17M	$0	0%	0 -26	Closed	–
9243	9243 Southland Holdings, Inc. Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share SLND.WS $13.4M	$0	0%	0 -2,670	Closed	–
9244	9244 VanEck Morningstar SMID Moat ETF SMOT $398M	$0	0%	0 -2,119	Closed	–
9245	9245 ALPS Smith Core Plus Bond ETF SMTH $1.89B	$0	0%	0 -132	Closed	–
9246	9246 SMX (Security Matters) SMX $6.1M	$0	0%	0 -17,239	Closed	–
9247	9247 Xtrackers S&P 500 Growth ESG ETF SNPG $16.8M	$0	0%	0 -96	Closed	–
9248	9248 Sonder Holdings Inc. Warrants SONDW $133K	$0	0%	0 -400	Closed	–
9249	9249 SoundHound AI, Inc. Warrant SOUNW $2.21B	$0	0%	0 -598	Closed	–
9250	9250 Simplify US Equity PLUS GBTC ETF SPBC $78M	$0	0%	0 -4,342	Closed	–