UBS Group Portfolio holdings

AUM $452B

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

AUM

$452B

AUM Growth

+$5.56B (+1%)

Cap. Flow

+$21.8B

Cap. Flow % of AUM

4.84%

Top 10 Holdings %Top 10 Hldgs %

16.72%

Holding

9,610

New

934

Increased

4,197

Reduced

3,483

Closed

742

Top Buys

1	SPDR S&P 500 ETF Trust SPY	$1.56B
2	Eaton ETN	$585M
3	SPDR Gold Trust GLD	$582M
4	Hewlett Packard HPE	$514M
5	Southwest Airlines LUV	$510M

Top Sells

1	MicroStrategy MSTR	$660M
2	Phillips 66 PSX	$549M
3	Microsoft MSFT	$513M
4	Alphabet (Google) Class A GOOGL	$480M
5	Boeing BA	$458M

Sector Composition

1	Technology	19.91%
2	Financials	12.02%
3	Healthcare	8.45%
4	Consumer Discretionary	8.12%
5	Industrials	7.77%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
9301	9301 John Hancock Mortgage-Backed Securities ETF JHMB $146M	$0	0%	0 -200	Closed	–
9302	9302 John Hancock Dynamic Municipal Bond ETF JHMU $28.1M	$0	0%	0 -525	Closed	–
9303	9303 JPMorgan International Research Enhanced Equity ETF JIRE $7.69B	$0	0%	0 -86	Closed	–
9304	9304 Nuveen Multi-Market Income Fund JMM $60.7M	$0	0%	0 -2,174	Closed	–
9305	9305 JPMorgan US Momentum Factor ETF JMOM $1.55B	$0	0%	0 -127	Closed	–
9306	9306 JPMorgan Income ETF JPIE $4B	$0	0%	0 -170	Closed	–
9307	9307 JPMorgan Diversified Return US Mid Cap Equity ETF JPME $358M	$0	0%	0 -653	Closed	–
9308	9308 JPMorgan Realty Income ETF JPRE $459M	$0	0%	0 -43	Closed	–
9309	9309 Innovator Premium Income 30 Barrier ETF July JULJ $18.6M	$0	0%	0 -116	Closed	–
9310	9310 Jayud Global Logistics JYD $17.3M	$0	0%	0 -146,300	Closed	–
9311	9311 FIS Knights of Columbus Global Belief ETF KOCG $29.3M	$0	0%	0 -6	Closed	–
9312	KRON 9312 DELISTED Kronos Bio KRON	$0	0%	0 -2,012	Closed	–
9313	DFSCW 9313 DEFSEC Technologies Inc. Warrant DFSCW $182K	$0	0%	0 -2,640	Closed	–
9314	9314 iShares MSCI Kuwait ETF KWT $85.8M	$0	0%	0 -61	Closed	–
9315	9315 Kaixin Holdings KXIN $9.62M	$0	0%	0 -17,676	Closed	–
9316	9316 Direxion Daily S&P Biotech Bear 3X Shares LABD $39.7M	$0	0%	0 -70	Closed	–
9317	9317 Locafy LCFY $6.11M	$0	0%	0 -2	Closed	–
9318	9318 First Trust Low Duration Strategic Focus ETF LDSF $131M	$0	0%	0 -1,652	Closed	–
9319	9319 Lexaria Bioscience LEXX $17.2M	$0	0%	0 -116	Closed	–
9320	9320 Langar Global HealthTech ETF LGHT $4.43M	$0	0%	0 -212	Closed	–
9321	LGMK 9321 DELISTED LogicMark LGMK	$0	0%	0 -14,112	Closed	–
9322	9322 Live Ventures LIVE $46.2M	$0	0%	0 -1,416	Closed	–
9323	9323 LanzaTech Global, Inc. Warrant LNZAW $4.89M	$0	0%	0 -2,629	Closed	–
9324	9324 Innovator Deepwater Frontier Tech ETF LOUP $98.1M	$0	0%	0 -377	Closed	–
9325	9325 iShares Inflation Hedged Corporate Bond ETF LQDI $91.5M	$0	0%	0 -48	Closed	–