UBS Group
PSEC icon

UBS Group’s Prospect Capital PSEC Stock Holding History

UBS Group’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q2 		– Sell
-49,500
Closed -$323K – 8094
2019
Q1 		$323K Buy
+49,500
New +$329K ﹤0.01% 4333
2016
Q1 		– Sell
-14,500
Closed -$101K – 8046
2015
Q4 		$101K Hold
14,500
– – ﹤0.01% 5196
2015
Q3 		$103K Hold
14,500
– – ﹤0.01% 5212
2015
Q2 		$107K Sell
14,500
-40,500
-74% -$325K ﹤0.01% 5344
2015
Q1 		$465K Buy
55,000
+49,100
+832% +$419K ﹤0.01% 4199
2014
Q4 		$49K Buy
+5,900
New +$54.4K ﹤0.01% 6508

Other funds holding PSEC

Private Management Group
Private Management Group Irvine, California $3.63B AUM 11.02% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $165B AUM 72.14% 1-Year Est. Return
GJL
Gendell Jeffrey L $9.6B AUM 75.6% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $114B AUM 35.47% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
Independent Financial Group
Independent Financial Group San Diego, California $5.51B AUM 33.51% 1-Year Est. Return
Private Advisor Group
Private Advisor Group Morristown, New Jersey $29.9B AUM 19.22% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $474B AUM 32.39% 1-Year Est. Return
BlackRock
BlackRock New York $6.79T AUM 37.06% 1-Year Est. Return
GraniteShares Advisors
GraniteShares Advisors New York $152M AUM 1.51% 1-Year Est. Return

UBS Group's PSEC Position: Q3 2026 in Review

UBS Group reduced its Prospect Capital (PSEC) stake by 16% in Q3 2026, selling an estimated $2.31M and leaving 5,594,534 shares worth $11.6M. The position accounts for ﹤0.01% of the portfolio, ranked #3240.

UBS Group first reported a position in PSEC in Q4 2014 and has held it in 48 quarters since. The position peaked at $67.5M in Q1 2015. 183 funds tracked by Wall St. Rank hold PSEC as of Q3 2026.

  • UBS Group held 5,594,534 shares of Prospect Capital worth $11.6M as of Q3 2026.
  • UBS Group sold 1,039,214 Prospect Capital shares in Q3 2026, an estimated $2.31M.
  • Prospect Capital made up ﹤0.01% of UBS Group's portfolio in Q3 2026, its #3240 holding.
  • UBS Group first reported a position in Prospect Capital in Q4 2014 and has held it in 48 quarters since.
  • UBS Group's Prospect Capital position peaked at $67.5M in Q1 2015.
  • 183 funds tracked by Wall St. Rank held Prospect Capital as of Q3 2026.

Based on UBS Group's 13F filing for Q3 2026, filed 10 Nov 2026.