UBS Group’s Prospect Capital PSEC Stock Holding History

UBS Group’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-49,500	Closed	-$323K	–	8094
2019 Q1	$323K	Buy	+49,500	New	+$329K	﹤0.01%	4333
2016 Q1	–	Sell	-14,500	Closed	-$101K	–	8046
2015 Q4	$101K	Hold	14,500	–	–	﹤0.01%	5196
2015 Q3	$103K	Hold	14,500	–	–	﹤0.01%	5212
2015 Q2	$107K	Sell	14,500 -40,500	-74%	-$325K	﹤0.01%	5344
2015 Q1	$465K	Buy	55,000 +49,100	+832%	+$419K	﹤0.01%	4199
2014 Q4	$49K	Buy	+5,900	New	+$54.4K	﹤0.01%	6508

Other funds holding PSEC

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

GJL

Gendell Jeffrey L $7.34B AUM 183.72% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS Group's PSEC Position: Q1 2026 in Review

UBS Group increased its Prospect Capital (PSEC) stake by 9.7% in Q1 2026, buying an estimated $1.32M and bringing the position to 5,473,368 shares worth $14.3M. The position accounts for ﹤0.01% of the portfolio, ranked #2956.

UBS Group first reported a position in PSEC in Q4 2014 and has held it in 46 quarters since. The position peaked at $67.5M in Q1 2015. 218 funds tracked by Wall St. Rank hold PSEC as of Q1 2026.

UBS Group held 5,473,368 shares of Prospect Capital worth $14.3M as of Q1 2026.
UBS Group bought 483,382 Prospect Capital shares in Q1 2026, an estimated $1.32M.
Prospect Capital made up ﹤0.01% of UBS Group's portfolio in Q1 2026, its #2956 holding.
UBS Group first reported a position in Prospect Capital in Q4 2014 and has held it in 46 quarters since.
UBS Group's Prospect Capital position peaked at $67.5M in Q1 2015.
218 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.