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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.28%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$495M
AUM Growth
+$10.5M
Cap. Flow
+$13.7M
Cap. Flow %
2.77%
Top 10 Hldgs %
43.73%
Holding
656
New
48
Increased
84
Reduced
130
Closed
27

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$13M
2
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$2.88M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$2.85M
4
CMBS icon
iShares CMBS ETF
CMBS
+$1.92M
5
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.21M

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.31M
2
MBB icon
iShares MBS ETF
MBB
+$2.5M
3
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.9M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.08M
5
VBF icon
Invesco Bond Fund
VBF
+$741K

Sector Composition

Rank Sector Weight
1 Technology 2.74%
2 Financials 1.73%
3 Consumer Discretionary 1.04%
4 Healthcare 0.68%
5 Communication Services 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$902B
$69.2M 13.98%
160,632
-2,439
-1% -$1.08M
BAB icon
2
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$26.3M 5.31%
798,740
-1,220
-0.2% -$40.9K
MBB icon
3
iShares MBS ETF
MBB
$39.1B
$18.4M 3.72%
170,166
-23,075
-12% -$2.5M
IEMG icon
4
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$17.8M 3.59%
287,863
+3,431
+1% +$218K
CMBS icon
5
iShares CMBS ETF
CMBS
$472M
$16.7M 3.38%
309,249
+35,255
+13% +$1.92M
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$16.4M 3.32%
38,279
-677
-2% -$299K
ITOT icon
7
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$15.3M 3.09%
155,583
-642
-0.4% -$64.9K
JSCP icon
8
JPMorgan Short Duration Core Plus ETF
JSCP
$1.71B
$13M 2.63%
+259,160
New +$13M
IWB icon
9
iShares Russell 1000 ETF
IWB
$50.1B
$12.8M 2.59%
53,021
-26
-0% -$6.46K
IEFA icon
10
iShares Core MSCI EAFE ETF
IEFA
$196B
$10.5M 2.13%
141,725
-292
-0.2% -$22.2K
IUSV icon
11
iShares Core S&P US Value ETF
IUSV
$27.7B
$8.86M 1.79%
124,939
-907
-0.7% -$65.9K
AAPL icon
12
Apple
AAPL
$4.57T
$8.26M 1.67%
58,338
+1,168
+2% +$172K
VWO icon
13
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$7.8M 1.58%
155,981
+1,773
+1% +$91.6K
JMST icon
14
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$7.27M 1.47%
142,283
+55,720
+64% +$2.85M
VTI icon
15
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$7.13M 1.44%
32,100
-42
-0.1% -$9.58K
IJR icon
16
iShares Core S&P Small-Cap ETF
IJR
$112B
$6.98M 1.41%
63,957
-270
-0.4% -$29.7K
MUB icon
17
iShares National Muni Bond ETF
MUB
$45.5B
$6.84M 1.38%
58,881
-745
-1% -$87.3K
SHYD icon
18
VanEck Short High Yield Muni ETF
SHYD
$453M
$6.82M 1.38%
271,888
+113,311
+71% +$2.88M
DFAU icon
19
Dimensional US Core Equity Market ETF
DFAU
$12.8B
$6.63M 1.34%
219,883
+39,254
+22% +$1.21M
VSS icon
20
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$6.54M 1.32%
48,894
-428
-0.9% -$58.9K
SCHX icon
21
Schwab US Large- Cap ETF
SCHX
$74.5B
$6.4M 1.29%
369,168
-12,894
-3% -$230K
SCHC icon
22
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$6.16M 1.25%
148,423
+2,550
+2% +$108K
VBR icon
23
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$6.11M 1.23%
36,070
+700
+2% +$120K
VEA icon
24
Vanguard FTSE Developed Markets ETF
VEA
$236B
$6.06M 1.23%
120,112
-1,118
-0.9% -$58.1K
DGS icon
25
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$6.04M 1.22%
112,945
+14,980
+15% +$814K
1
2 3 4 5

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Tortoise Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tortoise Investment Management held 656 positions worth $495M, up 2.2% from $485M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tortoise Investment Management's Q3 2021 filing shows 48 new, 84 increased, 130 reduced and 27 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M. The largest sale was Invesco Variable Rate Investment Grade ETF, an estimated $4.31M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Tortoise Investment Management's largest Q3 2021 buy was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M.
  • Tortoise Investment Management added most to VanEck Short High Yield Muni ETF in Q3 2021, an estimated $2.88M increase.
  • Tortoise Investment Management's biggest Q3 2021 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $4.31M.
  • Tortoise Investment Management fully exited Nuveen Enhanced Yield US Aggregate Bond ETF in Q3 2021, selling an estimated $125K.
  • Tortoise Investment Management's ten largest holdings make up 44% of its $495M portfolio in Q3 2021.
  • Tortoise Investment Management opened 48 new positions and closed 27 in Q3 2021.
  • Tortoise Investment Management's portfolio value rose 2.2% quarter-over-quarter to $495M.

Based on Tortoise Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.