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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$182M
AUM Growth
+$16.6M
Cap. Flow
+$18.9M
Cap. Flow %
10.37%
Top 10 Hldgs %
40.08%
Holding
399
New
38
Increased
51
Reduced
73
Closed
60

Top Buys

Rank Stock Value
1
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$8.78M
2
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$4.36M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.94M
4
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$2.23M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.13M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.47M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.76M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.96M
4
AAPL icon
Apple
AAPL
+$994K
5
AUNZ
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
+$862K

Sector Composition

Rank Sector Weight
1 Energy 4.98%
2 Financials 2.04%
3 Technology 1.63%
4 Healthcare 1.5%
5 Industrials 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$902B
$12.2M 6.69%
65,688
+11,964
+22% +$2.13M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$9.01M 4.94%
48,798
+1,459
+3% +$258K
NBB icon
3
Nuveen Taxable Municipal Income Fund
NBB
$453M
$8.94M 4.91%
485,007
+484,207
+60,526% +$8.78M
BAB icon
4
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$7.73M 4.24%
283,093
-4,116
-1% -$113K
KMR
5
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$7.53M 4.13%
106,527
-4,736
-4% -$330K
NXK
6
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$7.41M 4.06%
592,026
+148,073
+33% +$1.84M
IWB icon
7
iShares Russell 1000 ETF
IWB
$50.1B
$6.42M 3.52%
62,236
-1,805
-3% -$179K
NBD
8
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.87M 2.67%
250,577
+229,277
+1,076% +$4.36M
EFA icon
9
iShares MSCI EAFE ETF
EFA
$80.2B
$4.63M 2.54%
69,025
-550
-0.8% -$35.9K
NAN icon
10
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$4.32M 2.37%
340,031
+65,755
+24% +$831K
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$4.27M 2.35%
102,270
-5,425
-5% -$227K
IEMG icon
12
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$4.26M 2.34%
85,474
+23,205
+37% +$1.16M
DIA icon
13
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$4.19M 2.3%
25,341
-200
-0.8% -$31.4K
WOOD icon
14
iShares Global Timber & Forestry ETF
WOOD
$274M
$4.16M 2.28%
78,748
-497
-0.6% -$25.4K
FAX
15
abrdn Asia-Pacific Income Fund
FAX
$600M
$3.89M 2.13%
112,537
+49,837
+79% +$1.83M
BABS
16
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$3.82M 2.1%
70,951
+3,253
+5% +$177K
IEFA icon
17
iShares Core MSCI EAFE ETF
IEFA
$196B
$3.43M 1.88%
56,496
+7,138
+14% +$422K
NMY
18
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$3.4M 1.87%
285,352
+186,352
+188% +$2.23M
PZA icon
19
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$3.26M 1.79%
141,800
+4,800
+4% +$111K
IJR icon
20
iShares Core S&P Small-Cap ETF
IJR
$112B
$3.19M 1.75%
58,374
+3,130
+6% +$164K
SCZ icon
21
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$3.1M 1.7%
60,867
+4,568
+8% +$226K
SRLN icon
22
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$2.94M 1.61%
+58,750
New +$2.94M
TFI icon
23
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$2.86M 1.57%
63,425
-13,700
-18% -$625K
MUB icon
24
iShares National Muni Bond ETF
MUB
$45.5B
$2.45M 1.34%
23,617
-5,517
-19% -$575K
IJS icon
25
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$2.27M 1.25%
40,800
+2,252
+6% +$120K
1
2 3 4 5

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4WM
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Tortoise Investment Management held 399 positions worth $182M, up 10% from $166M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $18.9M of net new capital in Q4 2013, opening 38 new positions and adding to 51 existing holdings. Its largest new stake was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $5.47M trimmed.

  • Tortoise Investment Management's largest Q4 2013 buy was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.
  • Tortoise Investment Management added most to Nuveen Taxable Municipal Income Fund in Q4 2013, an estimated $8.78M increase.
  • Tortoise Investment Management's biggest Q4 2013 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $5.47M.
  • Tortoise Investment Management fully exited Invesco MSCI Global Timber ETF in Q4 2013, selling an estimated $260K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $182M portfolio in Q4 2013.
  • Tortoise Investment Management opened 38 new positions and closed 60 in Q4 2013.
  • Tortoise Investment Management's portfolio value rose 10% quarter-over-quarter to $182M.

Based on Tortoise Investment Management's 13F filing for Q4 2013, filed 12 Feb 2014.