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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.2%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$290M
AUM Growth
-$4.48M
Cap. Flow
+$2.94M
Cap. Flow %
1.01%
Top 10 Hldgs %
49.76%
Holding
513
New
65
Increased
88
Reduced
91
Closed
14

Top Buys

Rank Stock Value
1
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$3.86M
2
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.51M
3
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$2.19M
4
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$1.84M
5
NXQ
NUVEEN ELECT TAX-FREE INC 2
NXQ
+$1.25M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.04M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.99M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.55M
4
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.29M
5
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$1.1M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Healthcare 1.02%
3 Technology 0.99%
4 Industrials 0.91%
5 Consumer Staples 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$902B
$47.6M 16.39%
211,555
-4,144
-2% -$911K
NBD
2
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$21.3M 7.32%
1,016,331
+86,943
+9% +$1.84M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$11.2M 3.85%
50,057
-85
-0.2% -$18.6K
IEMG icon
4
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$11M 3.8%
260,081
-206
-0.1% -$9.03K
VCSH icon
5
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$10.7M 3.68%
134,616
+9,475
+8% +$756K
NAN icon
6
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$10.4M 3.59%
776,680
-93,299
-11% -$1.29M
IWB icon
7
iShares Russell 1000 ETF
IWB
$50.1B
$9.68M 3.33%
77,736
-1,479
-2% -$180K
FAX
8
abrdn Asia-Pacific Income Fund
FAX
$600M
$8.98M 3.09%
323,431
-972
-0.3% -$28.2K
ITOT icon
9
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$7.28M 2.51%
141,923
+10,170
+8% +$509K
SHYD icon
10
VanEck Short High Yield Muni ETF
SHYD
$453M
$6.38M 2.2%
268,297
-45,141
-14% -$1.1M
BAB icon
11
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$6.26M 2.16%
215,225
+129,102
+150% +$3.86M
IXUS icon
12
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$5.28M 1.82%
104,633
+2,530
+2% +$129K
IVE icon
13
iShares S&P 500 Value ETF
IVE
$49.8B
$4.66M 1.6%
45,937
-3,073
-6% -$300K
IJS icon
14
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$4.51M 1.55%
64,474
-1,438
-2% -$94.2K
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$112B
$4.5M 1.55%
65,496
-772
-1% -$49.8K
JQC icon
16
Nuveen Credit Strategies Income Fund
JQC
$711M
$4.49M 1.54%
506,738
-943,203
-65% -$8.04M
IEFA icon
17
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.48M 1.54%
83,610
-1,235
-1% -$66.3K
DIA icon
18
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$4.43M 1.53%
22,452
-347
-2% -$65.4K
VWO icon
19
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$4.07M 1.4%
113,846
+2,884
+3% +$106K
SCZ icon
20
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$3.72M 1.28%
74,652
+3,999
+6% +$202K
NMY
21
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$3.58M 1.23%
287,746
-53,290
-16% -$684K
SPSB icon
22
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$3.51M 1.21%
114,949
+12,800
+13% +$391K
HYD icon
23
VanEck High Yield Muni ETF
HYD
$4.45B
$2.93M 1.01%
49,415
+41,280
+507% +$2.51M
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.91M 1%
17,828
-152
-0.8% -$23.4K
EFA icon
25
iShares MSCI EAFE ETF
EFA
$80.2B
$2.9M 1%
50,169
-215
-0.4% -$12.4K
1
2 3 4 5

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BFMH
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4WM
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tortoise Investment Management held 513 positions worth $290M, down 1.5% from $295M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Tortoise Investment Management's Q4 2016 filing shows 65 new, 88 increased, 91 reduced and 14 closed positions. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 10,050 shares worth $1.05M. The largest sale was Nuveen Credit Strategies Income Fund, an estimated $8.04M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.4% a quarter earlier, followed by Healthcare and Technology.

  • Tortoise Investment Management's largest Q4 2016 buy was iShares 7-10 Year Treasury Bond ETF: 10,050 shares worth $1.05M.
  • Tortoise Investment Management added most to Invesco Taxable Municipal Bond ETF in Q4 2016, an estimated $3.86M increase.
  • Tortoise Investment Management's biggest Q4 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $8.04M.
  • Tortoise Investment Management fully exited HSN, Inc. in Q4 2016, selling an estimated $49K.
  • Tortoise Investment Management's ten largest holdings make up 50% of its $290M portfolio in Q4 2016.
  • Tortoise Investment Management opened 65 new positions and closed 14 in Q4 2016.
  • Tortoise Investment Management's portfolio value fell 1.5% quarter-over-quarter to $290M.

Based on Tortoise Investment Management's 13F filing for Q4 2016, filed 16 Feb 2017.