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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$238M
AUM Growth
-$1.12M
Cap. Flow
+$7.57M
Cap. Flow %
3.18%
Top 10 Hldgs %
48.31%
Holding
456
New
16
Increased
62
Reduced
94
Closed
53

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.15M
2
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$1.39M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.03M
4
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$1.01M
5
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$842K

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$4.17M
2
BABZ
PIMCO BUILD AMERICA BOND FD ETF
BABZ
+$2.95M
3
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.45M
4
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$1.08M
5
BABS
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
+$589K

Sector Composition

Rank Sector Weight
1 Energy 3.07%
2 Financials 1.77%
3 Healthcare 1.54%
4 Technology 1.32%
5 Industrials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$902B
$33.8M 14.17%
170,397
+15,835
+10% +$3.15M
NBB icon
2
Nuveen Taxable Municipal Income Fund
NBB
$453M
$14M 5.89%
688,752
+49,206
+8% +$1.01M
NBD
3
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$10.9M 4.58%
515,164
+33,719
+7% +$723K
NXK
4
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$10.4M 4.36%
789,160
+63,766
+9% +$842K
SPY icon
5
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$9.9M 4.15%
50,274
-942
-2% -$186K
IEMG icon
6
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$8.62M 3.61%
172,168
+8,432
+5% +$446K
FAX
7
abrdn Asia-Pacific Income Fund
FAX
$600M
$7.84M 3.29%
221,465
+27,980
+14% +$1.03M
BAB icon
8
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$7.02M 2.95%
236,879
-48,952
-17% -$1.45M
IWB icon
9
iShares Russell 1000 ETF
IWB
$50.1B
$6.79M 2.85%
61,841
-238
-0.4% -$26.3K
NAN icon
10
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$5.87M 2.46%
440,675
+25,411
+6% +$341K
KMR
11
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$5.19M 2.18%
55,984
-48,280
-46% -$4.17M
IEFA icon
12
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.7M 1.97%
80,703
+9,630
+14% +$584K
SCZ icon
13
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$4.43M 1.86%
91,381
+241
+0.3% +$12.3K
EFA icon
14
iShares MSCI EAFE ETF
EFA
$80.2B
$4.36M 1.83%
68,038
-879
-1% -$58.6K
WOOD icon
15
iShares Global Timber & Forestry ETF
WOOD
$274M
$4.35M 1.82%
88,210
+2,274
+3% +$117K
DIA icon
16
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$4.28M 1.79%
25,141
-50
-0.2% -$8.47K
IJR icon
17
iShares Core S&P Small-Cap ETF
IJR
$112B
$3.68M 1.54%
70,616
+6,328
+10% +$344K
EEM icon
18
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$3.55M 1.49%
85,445
-1,324
-2% -$58.5K
BABS
19
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$3.51M 1.47%
57,388
-9,641
-14% -$589K
SHYD icon
20
VanEck Short High Yield Muni ETF
SHYD
$453M
$3.5M 1.47%
138,137
+55,192
+67% +$1.39M
PZA icon
21
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$3.28M 1.37%
130,434
-12,200
-9% -$304K
NMY
22
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$3M 1.26%
240,150
-86,229
-26% -$1.08M
IJS icon
23
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$2.8M 1.18%
52,276
+3,168
+6% +$178K
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.78M 1.17%
20,118
+1,250
+7% +$167K
TFI icon
25
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$2.76M 1.16%
57,475
-2,550
-4% -$121K
1
2 3 4 5

Similar funds

HAM
HoldCo Asset Management Fort Lauderdale, Florida $1.34B AUM 28.06% 1-Year Est. Return
VHAM
Van Hulzen Asset Management El Dorado Hills, California $1.35B AUM 22.73% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
ME
McIlrath & Eck Arlington, Washington $1.35B AUM 15.78% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return

Tortoise Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tortoise Investment Management held 456 positions worth $238M, down 0.47% from $240M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Tortoise Investment Management deployed $7.57M of net new capital in Q3 2014, opening 16 new positions and adding to 62 existing holdings. Its largest new stake was DoubleLine Income Solutions Fund: 19,685 shares worth $426K.

By sector, the portfolio is most concentrated in Energy at 3.1% of assets, down from 4.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was KINDER MORGAN MANAGEMENT LLC, an estimated $4.17M trimmed.

  • Tortoise Investment Management's largest Q3 2014 buy was DoubleLine Income Solutions Fund: 19,685 shares worth $426K.
  • Tortoise Investment Management added most to iShares Core S&P 500 ETF in Q3 2014, an estimated $3.15M increase.
  • Tortoise Investment Management's biggest Q3 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $4.17M.
  • Tortoise Investment Management fully exited PIMCO BUILD AMERICA BOND FD ETF in Q3 2014, selling an estimated $2.95M.
  • Tortoise Investment Management's ten largest holdings make up 48% of its $238M portfolio in Q3 2014.
  • Tortoise Investment Management opened 16 new positions and closed 53 in Q3 2014.
  • Tortoise Investment Management's portfolio value fell 0.47% quarter-over-quarter to $238M.

Based on Tortoise Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.