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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+2.24%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$217M
AUM Growth
+$34.3M
Cap. Flow
+$34.5M
Cap. Flow %
15.93%
Top 10 Hldgs %
45.16%
Holding
393
New
52
Increased
63
Reduced
56
Closed
25

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
2
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$3.36M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.18M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.45M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$1.97M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.02M
2
AUNZ
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
+$792K
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$654K
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$570K
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$556K

Sector Composition

Rank Sector Weight
1 Energy 3.97%
2 Financials 1.76%
3 Healthcare 1.36%
4 Technology 1.34%
5 Industrials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$902B
$23.2M 10.71%
123,260
+57,572
+88% +$10.6M
NBB icon
2
Nuveen Taxable Municipal Income Fund
NBB
$453M
$11.5M 5.32%
587,734
+102,727
+21% +$1.97M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$9.43M 4.36%
50,434
+1,636
+3% +$300K
NXK
4
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$9.04M 4.17%
691,774
+99,748
+17% +$1.29M
NBD
5
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$8.56M 3.95%
417,419
+166,842
+67% +$3.36M
BAB icon
6
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$8.25M 3.81%
287,231
+4,138
+1% +$117K
IEMG icon
7
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$7.51M 3.47%
152,988
+67,514
+79% +$3.18M
KMR
8
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$7.15M 3.3%
104,830
-1,697
-2% -$118K
FAX
9
abrdn Asia-Pacific Income Fund
FAX
$600M
$6.65M 3.07%
181,379
+68,842
+61% +$2.45M
IWB icon
10
iShares Russell 1000 ETF
IWB
$50.1B
$6.5M 3%
62,086
-150
-0.2% -$15.4K
NAN icon
11
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$5.08M 2.35%
382,031
+42,000
+12% +$555K
EFA icon
12
iShares MSCI EAFE ETF
EFA
$80.2B
$4.63M 2.14%
68,938
-87
-0.1% -$5.75K
WOOD icon
13
iShares Global Timber & Forestry ETF
WOOD
$274M
$4.32M 1.99%
83,367
+4,619
+6% +$241K
SCZ icon
14
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$4.31M 1.99%
82,507
+21,640
+36% +$1.11M
DIA icon
15
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$4.15M 1.92%
25,291
-50
-0.2% -$8.08K
IEFA icon
16
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.09M 1.89%
66,991
+10,495
+19% +$629K
NMY
17
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$4.03M 1.86%
325,379
+40,027
+14% +$491K
BABS
18
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$3.99M 1.84%
69,453
-1,498
-2% -$84.6K
EEM icon
19
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$3.6M 1.66%
87,732
-14,538
-14% -$570K
SRLN icon
20
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$3.59M 1.66%
71,697
+12,947
+22% +$648K
PZA icon
21
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$3.51M 1.62%
145,634
+3,834
+3% +$90.9K
IJR icon
22
iShares Core S&P Small-Cap ETF
IJR
$112B
$3.43M 1.58%
62,316
+3,942
+7% +$213K
BABZ
23
DELISTED
PIMCO BUILD AMERICA BOND FD ETF
BABZ
$2.73M 1.26%
55,268
+15,335
+38% +$746K
TFI icon
24
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$2.65M 1.22%
56,925
-6,500
-10% -$300K
IJS icon
25
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$2.53M 1.17%
44,536
+3,736
+9% +$206K
1
2 3 4 5

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4WM
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tortoise Investment Management held 393 positions worth $217M, up 19% from $182M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tortoise Investment Management deployed $34.5M of net new capital in Q1 2014, opening 52 new positions and adding to 63 existing holdings. Its largest new stake was PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF: 6,600 shares worth $541K.

By sector, the portfolio is most concentrated in Energy at 4% of assets, down from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $1.02M trimmed.

  • Tortoise Investment Management's largest Q1 2014 buy was PIMCO ETF TR 7-15 YR US TREAS INDEX FD ETF: 6,600 shares worth $541K.
  • Tortoise Investment Management added most to iShares Core S&P 500 ETF in Q1 2014, an estimated $10.6M increase.
  • Tortoise Investment Management's biggest Q1 2014 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $1.02M.
  • Tortoise Investment Management fully exited Canadian Imperial Bank of Commerce in Q1 2014, selling an estimated $56K.
  • Tortoise Investment Management's ten largest holdings make up 45% of its $217M portfolio in Q1 2014.
  • Tortoise Investment Management opened 52 new positions and closed 25 in Q1 2014.
  • Tortoise Investment Management's portfolio value rose 19% quarter-over-quarter to $217M.

Based on Tortoise Investment Management's 13F filing for Q1 2014, filed 2 May 2014.