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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$902B
$9.07M 5.48%
53,724
+6,217
+13% +$1.05M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$7.95M 4.8%
47,339
+1,418
+3% +$238K
BAB icon
3
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$7.84M 4.73%
287,209
+38,888
+16% +$1.07M
KMR
4
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$7.67M 4.63%
111,263
+3,511
+3% +$257K
HYG icon
5
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$6.89M 4.16%
75,207
+30,961
+70% +$2.84M
SJNK icon
6
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$6.12M 3.7%
200,515
+138,624
+224% +$4.22M
IWB icon
7
iShares Russell 1000 ETF
IWB
$50.1B
$6.03M 3.64%
64,041
-2,445
-4% -$229K
NXK
8
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$5.63M 3.4%
443,953
+174,194
+65% +$2.23M
JNK icon
9
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$5.04M 3.04%
42,162
-262
-0.6% -$31.3K
EFA icon
10
iShares MSCI EAFE ETF
EFA
$80.2B
$4.44M 2.68%
69,575
-2,000
-3% -$123K
EEM icon
11
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$4.39M 2.65%
107,695
-7,768
-7% -$308K
WOOD icon
12
iShares Global Timber & Forestry ETF
WOOD
$274M
$3.92M 2.36%
79,245
+1,337
+2% +$64.5K
DIA icon
13
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$3.86M 2.33%
25,541
-726
-3% -$111K
BABS
14
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$3.64M 2.2%
67,698
+21,627
+47% +$1.16M
NAN icon
15
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$3.54M 2.14%
274,276
+5,400
+2% +$69.8K
TFI icon
16
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$3.52M 2.13%
77,125
-133
-0.2% -$5.97K
PZA icon
17
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$3.16M 1.91%
+137,000
New +$3.15M
MUB icon
18
iShares National Muni Bond ETF
MUB
$45.5B
$3.04M 1.84%
29,134
-17,718
-38% -$1.83M
IEMG icon
19
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$3.03M 1.83%
62,269
-2,595
-4% -$122K
IEFA icon
20
iShares Core MSCI EAFE ETF
IEFA
$196B
$2.85M 1.72%
49,358
-2,961
-6% -$163K
IJR icon
21
iShares Core S&P Small-Cap ETF
IJR
$112B
$2.76M 1.66%
55,244
-3,658
-6% -$177K
SCZ icon
22
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$2.73M 1.65%
56,299
-2,700
-5% -$124K
AUNZ
23
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
$2.35M 1.42%
114,462
-1,948
-2% -$38.8K
FAX
24
abrdn Asia-Pacific Income Fund
FAX
$600M
$2.28M 1.38%
62,700
+25,000
+66% +$914K
BRK.B icon
25
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.12M 1.28%
18,668
-150
-0.8% -$17.3K

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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.