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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$295M
AUM Growth
+$7.83M
Cap. Flow
+$4.08M
Cap. Flow %
1.38%
Top 10 Hldgs %
52.21%
Holding
544
New
37
Increased
54
Reduced
113
Closed
96

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.55M
2
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.35M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$861K
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$812K
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$407K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.78M
2
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$959K
3
BABS
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
+$666K
4
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$395K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K

Sector Composition

Rank Sector Weight
1 Financials 1.38%
2 Healthcare 0.97%
3 Consumer Staples 0.95%
4 Technology 0.93%
5 Consumer Discretionary 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$902B
$46.9M 15.91%
215,699
-1,807
-0.8% -$393K
NBD
2
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$21.2M 7.19%
929,388
-3,946
-0.4% -$90.5K
NAN icon
3
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$13.3M 4.52%
869,979
-61,836
-7% -$959K
JQC icon
4
Nuveen Credit Strategies Income Fund
JQC
$711M
$12.3M 4.17%
1,449,941
-32,127
-2% -$268K
IEMG icon
5
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$11.9M 4.03%
260,287
+1,491
+0.6% +$66.2K
SPY icon
6
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$10.8M 3.68%
50,142
-520
-1% -$112K
VCSH icon
7
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$10.1M 3.42%
125,141
+19,212
+18% +$1.55M
FAX
8
abrdn Asia-Pacific Income Fund
FAX
$600M
$9.97M 3.38%
324,403
+5,144
+2% +$160K
IWB icon
9
iShares Russell 1000 ETF
IWB
$50.1B
$9.54M 3.24%
79,215
-872
-1% -$105K
SHYD icon
10
VanEck Short High Yield Muni ETF
SHYD
$453M
$7.91M 2.68%
313,438
+14,800
+5% +$375K
ITOT icon
11
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$6.53M 2.21%
131,753
+7,775
+6% +$384K
HYG icon
12
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$5.48M 1.86%
62,833
-20,690
-25% -$1.78M
IXUS icon
13
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$5.33M 1.81%
102,103
-2,361
-2% -$121K
SJNK icon
14
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$5.29M 1.8%
191,201
-10,475
-5% -$286K
NMY
15
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$4.73M 1.6%
341,036
-20,494
-6% -$292K
IEFA icon
16
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.68M 1.59%
84,845
+7,203
+9% +$389K
IVE icon
17
iShares S&P 500 Value ETF
IVE
$49.8B
$4.65M 1.58%
49,010
+8,535
+21% +$812K
VWO icon
18
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$4.18M 1.42%
110,962
+2,846
+3% +$106K
DIA icon
19
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$4.17M 1.41%
22,799
-337
-1% -$61.9K
IJR icon
20
iShares Core S&P Small-Cap ETF
IJR
$112B
$4.11M 1.39%
66,268
-1,098
-2% -$67.1K
IJS icon
21
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$4.11M 1.39%
65,912
-1,794
-3% -$110K
SCZ icon
22
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$3.7M 1.26%
70,653
+1,940
+3% +$98.3K
SPSB icon
23
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$3.14M 1.07%
102,149
+27,995
+38% +$861K
NZF icon
24
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$3.1M 1.05%
197,182
-5,363
-3% -$85.2K
EFA icon
25
iShares MSCI EAFE ETF
EFA
$80.2B
$2.98M 1.01%
50,384
-1,750
-3% -$101K
1
2 3 4 5

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VHAM
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BFMH
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4WM
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ME
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tortoise Investment Management held 544 positions worth $295M, up 2.7% from $287M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Tortoise Investment Management's Q3 2016 filing shows 37 new, 54 increased, 113 reduced and 96 closed positions. Its largest new stake was Goldman Sachs: 461 shares worth $74K. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $1.78M.

By sector, the portfolio is most concentrated in Financials at 1.4% of assets, down from 1.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Tortoise Investment Management's largest Q3 2016 buy was Goldman Sachs: 461 shares worth $74K.
  • Tortoise Investment Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2016, an estimated $1.55M increase.
  • Tortoise Investment Management's biggest Q3 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $1.78M.
  • Tortoise Investment Management fully exited SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF in Q3 2016, selling an estimated $666K.
  • Tortoise Investment Management's ten largest holdings make up 52% of its $295M portfolio in Q3 2016.
  • Tortoise Investment Management opened 37 new positions and closed 96 in Q3 2016.
  • Tortoise Investment Management's portfolio value rose 2.7% quarter-over-quarter to $295M.

Based on Tortoise Investment Management's 13F filing for Q3 2016, filed 9 Nov 2016.