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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
201
Vanguard Morningstar Value ETF
VTV
$192B
$20K 0.01%
288
– –
XLP icon
202
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$20K 0.01%
510
– –
DD
203
DELISTED
Du Pont De Nemours E I
DD
$20K 0.01%
366
– –
CMCSA icon
204
Comcast
CMCSA
$90B
$19K 0.01%
838
– –
DRE
205
DELISTED
Duke Realty Corp.
DRE
$19K 0.01%
1,200
– –
EBND icon
206
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$18K 0.01%
600
– –
DBU
207
DELISTED
WISDOMTREE GLOBAL EX-US UTILITY FND (DE)
DBU
$18K 0.01%
1,000
-2,700
-73% -$47.7K
CNX icon
208
CNX Resources
CNX
$5.2B
$17K 0.01%
600
-1,200
-67% -$31.4K
IJK icon
209
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$17K 0.01%
496
– –
DE icon
210
Deere & Co
DE
$168B
$16K 0.01%
200
– –
GWX icon
211
State Street SPDR S&P International Small Cap ETF
GWX
$913M
$16K 0.01%
500
– –
JEF icon
212
Jefferies Financial Group
JEF
$13.1B
$16K 0.01%
670
– –
NEE icon
213
NextEra Energy
NEE
$177B
$16K 0.01%
800
– –
SCHH icon
214
Schwab US REIT ETF
SCHH
$11.4B
$16K 0.01%
1,020
+12
+1% +$190
CA
215
DELISTED
CA, Inc.
CA
$16K 0.01%
+528
New +$15.8K
FXH icon
216
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$15K 0.01%
342
– –
AMP icon
217
Ameriprise Financial
AMP
$48.8B
$14K 0.01%
156
– –
DWX icon
218
State Street SPDR S&P International Dividend ETF
DWX
$533M
$14K 0.01%
300
– –
FXD icon
219
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$14K 0.01%
468
– –
HON icon
220
Honeywell
HON
$78B
$14K 0.01%
186
– –
NBB icon
221
Nuveen Taxable Municipal Income Fund
NBB
$453M
$14K 0.01%
+800
New +$14.8K
XLE icon
222
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$14K 0.01%
332
– –
AXP icon
223
American Express
AXP
$230B
$13K 0.01%
167
– –
FXG icon
224
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$13K 0.01%
394
– –
HEI.A icon
225
HEICO Corp Class A
HEI.A
$37.2B
$13K 0.01%
763
– –
7 8
9
10 11

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4WM
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.