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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
176
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$32K 0.02%
600
– –
PAA icon
177
Plains All American Pipeline
PAA
$16.1B
$32K 0.02%
600
– –
SCHX icon
178
Schwab US Large- Cap ETF
SCHX
$74.6B
$32K 0.02%
4,800
-7,920
-62% -$52.8K
HYS icon
179
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$31K 0.02%
300
-1,020
-77% -$107K
EWJ icon
180
iShares MSCI Japan ETF
EWJ
$22.8B
$30K 0.02%
625
– –
MCD icon
181
McDonald's
MCD
$195B
$30K 0.02%
316
– –
VPL icon
182
Vanguard FTSE Pacific ETF
VPL
$8.44B
$30K 0.02%
500
– –
ZBH icon
183
Zimmer Biomet
ZBH
$18.4B
$30K 0.02%
376
– –
PCOM
184
DELISTED
Points.com Inc. Common Shares
PCOM
$30K 0.02%
1,300
– –
AES icon
185
AES
AES
$10.5B
$29K 0.02%
2,200
– –
MBB icon
186
iShares MBS ETF
MBB
$39.1B
$29K 0.02%
275
– –
BOBE
187
DELISTED
Bob Evans Farms, Inc.
BOBE
$27K 0.02%
475
– –
KMB icon
188
Kimberly-Clark
KMB
$36.5B
$25K 0.02%
276
-277
-50% -$25.7K
LLY icon
189
Eli Lilly
LLY
$1.06T
$25K 0.02%
490
– –
EIDO icon
190
iShares MSCI Indonesia ETF
EIDO
$501M
$24K 0.01%
1,000
– –
GOOG icon
191
Alphabet (Google) Class C
GOOG
$4.32T
$24K 0.01%
1,084
-1,606
-60% -$35.5K
QQQ icon
192
Invesco QQQ Trust
QQQ
$481B
$24K 0.01%
300
-900
-75% -$68.6K
NWG icon
193
NatWest
NWG
$76.4B
$23K 0.01%
+1,857
New +$20.8K
TRIP icon
194
TripAdvisor
TRIP
$1.26B
$23K 0.01%
300
– –
PEG icon
195
Public Service Enterprise Group
PEG
$37.7B
$22K 0.01%
675
– –
PFE icon
196
Pfizer
PFE
$153B
$22K 0.01%
791
+214
+37% +$5.82K
TUP
197
DELISTED
Tupperware Brands Corporation
TUP
$22K 0.01%
+250
New +$20.9K
SCHZ icon
198
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$21K 0.01%
820
– –
KRFT
199
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$21K 0.01%
407
-125
-23% -$6.85K
PPL
200
PPL Corp
PPL
$26.7B
$20K 0.01%
696
– –
6 7
8
9 10

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4WM
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.