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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
151
Vanguard Total International Stock ETF
VXUS
$163B
$50K 0.03%
1,000
-400
-29% -$19.4K
C icon
152
Citigroup
C
$226B
$49K 0.03%
1,015
– –
ABT icon
153
Abbott
ABT
$187B
$47K 0.03%
1,426
– –
ITW icon
154
Illinois Tool Works
ITW
$84.5B
$46K 0.03%
600
-115
-16% -$8.4K
WFT
155
DELISTED
Weatherford International plc
WFT
$46K 0.03%
3,000
-2,000
-40% -$29.3K
HSH
156
DELISTED
HILLSHIRE BRANDS CO
HSH
$46K 0.03%
1,512
– –
IYY icon
157
iShares Dow Jones US ETF
IYY
$3.07B
$44K 0.03%
1,032
– –
ATHN
158
DELISTED
Athenahealth, Inc.
ATHN
$43K 0.03%
400
– –
SCHF icon
159
Schwab International Equity ETF
SCHF
$68.7B
$42K 0.03%
2,770
-750
-21% -$11K
SPMD icon
160
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$42K 0.03%
+1,500
New +$40.5K
EMCB icon
161
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
$40K 0.02%
540
-500
-48% -$37K
NNJ
162
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$40K 0.02%
3,000
– –
EEM icon
163
CALL
iShares MSCI Emerging Markets ETF
EEM
$30B
$39K 0.02%
25,000
+1,500
+6% +$59.4K
IWF icon
164
iShares Russell 1000 Growth ETF
IWF
$128B
$39K 0.02%
2,000
-2,000
-50% -$38.3K
RYN icon
165
Rayonier
RYN
$6.55B
$39K 0.02%
1,035
– –
CMP icon
166
Compass Minerals
CMP
$1.15B
$38K 0.02%
500
– –
MDLZ icon
167
Mondelez International
MDLZ
$79.9B
$38K 0.02%
1,222
– –
MO icon
168
Altria Group
MO
$114B
$38K 0.02%
1,115
– –
VBR icon
169
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$38K 0.02%
425
– –
COR icon
170
Cencora
COR
$61.2B
$37K 0.02%
600
-400
-40% -$23.4K
JPM icon
171
JPMorgan Chase
JPM
$950B
$36K 0.02%
700
– –
RWX icon
172
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$36K 0.02%
850
– –
CVS icon
173
CVS Health
CVS
$122B
$34K 0.02%
600
– –
SDY icon
174
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$34K 0.02%
498
– –
ACWI icon
175
iShares MSCI ACWI ETF
ACWI
$33.4B
$33K 0.02%
610
– –
5 6
7
8 9

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VHAM
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BFMH
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4WM
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ME
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.