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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
126
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$77K 0.05%
6,360
+940
+17% +$11K
FM
127
DELISTED
iShares Frontier and Select EM ETF
FM
$76K 0.05%
2,400
+650
+37% +$20.2K
RTX icon
128
RTX Corp
RTX
$301B
$75K 0.05%
1,112
-239
-18% -$15.6K
CLX icon
129
Clorox
CLX
$12.7B
$74K 0.04%
+900
New +$76K
DTV
130
DELISTED
DIRECTV COM STK (DE)
DTV
$74K 0.04%
1,234
– –
NSC icon
131
Norfolk Southern
NSC
$75.1B
$70K 0.04%
900
– –
TFC icon
132
Truist Financial
TFC
$64B
$68K 0.04%
2,000
– –
POT
133
DELISTED
Potash Corp Of Saskatchewan
POT
$66K 0.04%
2,100
– –
T icon
134
AT&T
T
$163B
$65K 0.04%
2,531
-153
-6% -$4.02K
VIG icon
135
Vanguard Dividend Appreciation ETF
VIG
$114B
$65K 0.04%
936
-326
-26% -$22.6K
XRAY icon
136
Dentsply Sirona
XRAY
$2.43B
$65K 0.04%
1,500
-500
-25% -$21.3K
MSFT icon
137
Microsoft
MSFT
$3.71T
$64K 0.04%
1,920
-130
-6% -$4.28K
ABBV icon
138
AbbVie
ABBV
$435B
$63K 0.04%
1,400
-26
-2% -$1.15K
CAH icon
139
Cardinal Health
CAH
$55.4B
$63K 0.04%
1,206
– –
CL icon
140
Colgate-Palmolive
CL
$74.4B
$63K 0.04%
1,056
– –
VXF icon
141
Vanguard Extended Market ETF
VXF
$31.9B
$62K 0.04%
800
– –
CEW
142
WisdomTree Emerging Currency Strategy Fund
CEW
$17.9M
$60K 0.04%
3,000
– –
AAPL icon
143
CALL
Apple
AAPL
$4.57T
$59K 0.04%
70,000
-47,600
-40% -$789K
VT icon
144
Vanguard Total World Stock ETF
VT
$81.3B
$57K 0.03%
1,030
– –
CMF icon
145
iShares California Muni Bond ETF
CMF
$4.62B
$54K 0.03%
1,000
– –
ES icon
146
Eversource Energy
ES
$27.2B
$54K 0.03%
1,312
– –
VB icon
147
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$54K 0.03%
525
+125
+31% +$12.5K
CM icon
148
Canadian Imperial Bank of Commerce
CM
$108B
$52K 0.03%
1,327
– –
BAC icon
149
Bank of America
BAC
$442B
$50K 0.03%
3,600
-840
-19% -$12K
COST icon
150
Costco
COST
$420B
$50K 0.03%
435
– –
4 5
6
7 8

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VHAM
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BFMH
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4WM
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ME
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.