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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.28%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$495M
AUM Growth
+$10.5M
Cap. Flow
+$13.7M
Cap. Flow %
2.77%
Top 10 Hldgs %
43.73%
Holding
656
New
48
Increased
84
Reduced
130
Closed
27

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$13M
2
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$2.88M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$2.85M
4
CMBS icon
iShares CMBS ETF
CMBS
+$1.92M
5
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.21M

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.31M
2
MBB icon
iShares MBS ETF
MBB
+$2.5M
3
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.9M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.08M
5
VBF icon
Invesco Bond Fund
VBF
+$741K

Sector Composition

Rank Sector Weight
1 Technology 2.74%
2 Financials 1.73%
3 Consumer Discretionary 1.04%
4 Healthcare 0.68%
5 Communication Services 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVUS icon
101
Avantis US Equity ETF
AVUS
$14.3B
$575K 0.12%
7,800
+6,925
+791% +$521K
AVUV icon
102
Avantis US Small Cap Value ETF
AVUV
$30.9B
$567K 0.11%
7,497
+6,207
+481% +$460K
TROW icon
103
T. Rowe Price
TROW
$24.3B
$554K 0.11%
2,819
– –
NIQ
104
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$554K 0.11%
37,739
-19,682
-34% -$294K
V icon
105
Visa
V
$677B
$549K 0.11%
2,465
+625
+34% +$147K
GOOGL icon
106
Alphabet (Google) Class A
GOOGL
$4.2T
$519K 0.1%
3,880
+780
+25% +$106K
UNP icon
107
Union Pacific
UNP
$174B
$492K 0.1%
2,512
– –
BFZ
108
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$481K 0.1%
32,610
-300
-0.9% -$4.49K
SCHO icon
109
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$477K 0.1%
18,654
– –
GOOG icon
110
Alphabet (Google) Class C
GOOG
$4.19T
$472K 0.1%
3,540
– –
SRLN icon
111
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$465K 0.09%
10,111
– –
JNJ icon
112
Johnson & Johnson
JNJ
$626B
$450K 0.09%
2,789
-30
-1% -$5.12K
PEP icon
113
PepsiCo
PEP
$189B
$449K 0.09%
2,984
-55
-2% -$8.51K
SCHH icon
114
Schwab US REIT ETF
SCHH
$11.1B
$436K 0.09%
19,100
-2,450
-11% -$58.4K
EEMX icon
115
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$176M
$435K 0.09%
11,646
-26
-0.2% -$1.01K
NYF icon
116
iShares New York Muni Bond ETF
NYF
$1.41B
$432K 0.09%
7,463
+51
+0.7% +$2.98K
CMCSA icon
117
Comcast
CMCSA
$91B
$417K 0.08%
7,450
– –
IWD icon
118
iShares Russell 1000 Value ETF
IWD
$84B
$389K 0.08%
2,483
-35
-1% -$5.61K
FREL icon
119
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
$376K 0.08%
12,383
-90
-0.7% -$2.85K
AVEM icon
120
Avantis Emerging Markets Equity ETF
AVEM
$26.5B
$375K 0.08%
5,810
+4,030
+226% +$267K
ZTS icon
121
Zoetis
ZTS
$31.1B
$371K 0.08%
1,910
-2
-0.1% -$404
META icon
122
Meta Platforms (Facebook)
META
$1.53T
$370K 0.07%
1,089
+35
+3% +$12.6K
NAD icon
123
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$353K 0.07%
22,572
-39,581
-64% -$641K
MUNI icon
124
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$352K 0.07%
6,244
– –
DIS icon
125
Walt Disney
DIS
$179B
$342K 0.07%
2,023
-25
-1% -$4.46K
3 4
5
6 7

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VHAM
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BFMH
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RCM
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CRAM
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MC
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Tortoise Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tortoise Investment Management held 656 positions worth $495M, up 2.2% from $485M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tortoise Investment Management's Q3 2021 filing shows 48 new, 84 increased, 130 reduced and 27 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M. The largest sale was Invesco Variable Rate Investment Grade ETF, an estimated $4.31M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Tortoise Investment Management's largest Q3 2021 buy was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M.
  • Tortoise Investment Management added most to VanEck Short High Yield Muni ETF in Q3 2021, an estimated $2.88M increase.
  • Tortoise Investment Management's biggest Q3 2021 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $4.31M.
  • Tortoise Investment Management fully exited Nuveen Enhanced Yield US Aggregate Bond ETF in Q3 2021, selling an estimated $125K.
  • Tortoise Investment Management's ten largest holdings make up 44% of its $495M portfolio in Q3 2021.
  • Tortoise Investment Management opened 48 new positions and closed 27 in Q3 2021.
  • Tortoise Investment Management's portfolio value rose 2.2% quarter-over-quarter to $495M.

Based on Tortoise Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.