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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
101
DELISTED
Walgreens Boots Alliance
WBA
$129K 0.08%
+2,400
New +$121K
CB
102
DELISTED
CHUBB CORPORATION
CB
$122K 0.07%
1,370
– –
BMY icon
103
Bristol-Myers Squibb
BMY
$132B
$119K 0.07%
2,572
– –
VTI icon
104
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$119K 0.07%
1,358
+1
+0.1% +$87
SCHC icon
105
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$116K 0.07%
3,760
-520
-12% -$15.3K
MLPA icon
106
Global X MLP ETF
MLPA
$2.28B
$114K 0.07%
1,188
– –
GILD icon
107
Gilead Sciences
GILD
$165B
$113K 0.07%
1,800
-600
-25% -$35.9K
RSP icon
108
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$111K 0.07%
1,700
+800
+89% +$51.6K
SPIB icon
109
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$111K 0.07%
3,300
-22,846
-87% -$766K
MMM icon
110
3M
MMM
$94.3B
$109K 0.07%
1,094
– –
YUM icon
111
Yum! Brands
YUM
$41.1B
$108K 0.07%
2,099
– –
SPY icon
112
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$106K 0.06%
9,900
+1,800
+22% +$302K
HD icon
113
Home Depot
HD
$355B
$101K 0.06%
1,337
-127
-9% -$9.8K
PX
114
DELISTED
Praxair Inc
PX
$96K 0.06%
800
– –
DIS icon
115
Walt Disney
DIS
$181B
$94K 0.06%
1,454
– –
SCHB icon
116
Schwab US Broad Market ETF
SCHB
$44.9B
$92K 0.06%
13,500
-390
-3% -$2.65K
PLL
117
DELISTED
PALL CORP
PLL
$92K 0.06%
1,200
– –
PM icon
118
Philip Morris
PM
$295B
$87K 0.05%
1,000
– –
ELME
119
Elme Communities
ELME
$144M
$82K 0.05%
3,250
– –
VPU
120
Vanguard Utilities ETF
VPU
$8.44B
$82K 0.05%
1,000
– –
IWV icon
121
iShares Russell 3000 ETF
IWV
$20.4B
$81K 0.05%
800
– –
IWC icon
122
iShares Micro-Cap ETF
IWC
$1.5B
$79K 0.05%
1,150
+310
+37% +$20.5K
META icon
123
Meta Platforms (Facebook)
META
$1.51T
$78K 0.05%
1,550
-340
-18% -$12.7K
ESRX
124
DELISTED
Express Scripts Holding Company
ESRX
$78K 0.05%
1,258
– –
NVRI icon
125
Enviri
NVRI
$620M
$77K 0.05%
3,100
– –
3 4
5
6 7

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VHAM
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BFMH
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4WM
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ME
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.