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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.28%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$495M
AUM Growth
+$10.5M
Cap. Flow
+$13.7M
Cap. Flow %
2.77%
Top 10 Hldgs %
43.73%
Holding
656
New
48
Increased
84
Reduced
130
Closed
27

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$13M
2
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$2.88M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$2.85M
4
CMBS icon
iShares CMBS ETF
CMBS
+$1.92M
5
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.21M

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.31M
2
MBB icon
iShares MBS ETF
MBB
+$2.5M
3
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.9M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.08M
5
VBF icon
Invesco Bond Fund
VBF
+$741K

Sector Composition

Rank Sector Weight
1 Technology 2.74%
2 Financials 1.73%
3 Consumer Discretionary 1.04%
4 Healthcare 0.68%
5 Communication Services 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHA icon
51
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$2.04M 0.41%
81,332
+6,920
+9% +$176K
EBND icon
52
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$1.93M 0.39%
76,349
+12,025
+19% +$313K
SCHV
53
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$1.9M 0.38%
84,264
+15,666
+23% +$362K
HD icon
54
Home Depot
HD
$354B
$1.7M 0.34%
5,188
+345
+7% +$113K
NAN icon
55
Nuveen New York Quality Municipal Income Fund
NAN
$372M
$1.68M 0.34%
113,792
-125,899
-53% -$1.9M
PZT icon
56
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$1.57M 0.32%
60,466
+9,750
+19% +$257K
EFA icon
57
iShares MSCI EAFE ETF
EFA
$79.8B
$1.57M 0.32%
20,143
-200
-1% -$16K
SCZ icon
58
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.47M 0.3%
19,728
-89
-0.4% -$6.77K
OEF icon
59
iShares S&P 100 ETF
OEF
$20.4B
$1.46M 0.29%
7,389
-159
-2% -$32.3K
EEMV icon
60
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$1.42M 0.29%
22,626
+95
+0.4% +$5.98K
NCA icon
61
Nuveen California Municipal Value Fund
NCA
$304M
$1.4M 0.28%
132,233
-43,974
-25% -$471K
EDD
62
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$382M
$1.39M 0.28%
238,142
+137,855
+137% +$844K
EEM icon
63
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$1.35M 0.27%
26,890
-500
-2% -$26K
DLS icon
64
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$1.31M 0.27%
17,679
-65
-0.4% -$4.95K
DFAI
65
Dimensional International Core Equity Market ETF
DFAI
$17.9B
$1.28M 0.26%
44,162
+8,815
+25% +$261K
SPDW icon
66
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$1.27M 0.26%
35,169
+7,504
+27% +$279K
SCHR
67
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.24M 0.25%
43,760
-890
-2% -$25.5K
IWM icon
68
iShares Russell 2000 ETF
IWM
$81.8B
$1.23M 0.25%
5,623
-7
-0.1% -$1.55K
DFAC icon
69
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$1.18M 0.24%
44,227
– –
VTEB icon
70
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.15M 0.23%
20,977
– –
DFAX icon
71
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$1.13M 0.23%
+43,798
New +$1.16M
VCIT icon
72
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$1.12M 0.23%
11,889
-370
-3% -$35.3K
HYMB icon
73
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$1.1M 0.22%
36,634
+8,716
+31% +$265K
SHV icon
74
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.06M 0.21%
9,555
– –
SCHB icon
75
Schwab US Broad Market ETF
SCHB
$44.8B
$1.05M 0.21%
60,888
-2,028
-3% -$36.1K
1 2
3
4 5

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VHAM
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BFMH
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ME
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AWA
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RCM
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CRAM
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MC
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Tortoise Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tortoise Investment Management held 656 positions worth $495M, up 2.2% from $485M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tortoise Investment Management's Q3 2021 filing shows 48 new, 84 increased, 130 reduced and 27 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M. The largest sale was Invesco Variable Rate Investment Grade ETF, an estimated $4.31M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Tortoise Investment Management's largest Q3 2021 buy was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M.
  • Tortoise Investment Management added most to VanEck Short High Yield Muni ETF in Q3 2021, an estimated $2.88M increase.
  • Tortoise Investment Management's biggest Q3 2021 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $4.31M.
  • Tortoise Investment Management fully exited Nuveen Enhanced Yield US Aggregate Bond ETF in Q3 2021, selling an estimated $125K.
  • Tortoise Investment Management's ten largest holdings make up 44% of its $495M portfolio in Q3 2021.
  • Tortoise Investment Management opened 48 new positions and closed 27 in Q3 2021.
  • Tortoise Investment Management's portfolio value rose 2.2% quarter-over-quarter to $495M.

Based on Tortoise Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.