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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+10.66%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$438M
AUM Growth
+$28.5M
Cap. Flow
-$17.4M
Cap. Flow %
-3.96%
Top 10 Hldgs %
47.21%
Holding
571
New
38
Increased
94
Reduced
107
Closed
19

Top Buys

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$8.75M
2
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$4.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.96M
4
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.2M
5
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$938K

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$11.6M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.33M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.48M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$1.42M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 2.61%
2 Financials 1.5%
3 Consumer Discretionary 0.97%
4 Healthcare 0.84%
5 Consumer Staples 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
51
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$1.58M 0.36%
51,515
-2,250
-4% -$65.2K
EFA icon
52
iShares MSCI EAFE ETF
EFA
$79.9B
$1.5M 0.34%
20,608
-4,850
-19% -$332K
SLQD icon
53
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$1.49M 0.34%
28,528
-16,508
-37% -$860K
EEM icon
54
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$1.44M 0.33%
27,855
– –
EEMV icon
55
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$1.43M 0.33%
23,428
-626
-3% -$36.5K
HD icon
56
Home Depot
HD
$353B
$1.41M 0.32%
5,312
+523
+11% +$144K
PZT icon
57
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$1.4M 0.32%
53,716
– –
VTEB icon
58
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.38M 0.31%
24,977
-3,000
-11% -$164K
OEF icon
59
iShares S&P 100 ETF
OEF
$20.4B
$1.38M 0.31%
8,023
-45
-0.6% -$7.35K
SCZ icon
60
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$1.37M 0.31%
20,052
-2,410
-11% -$152K
NMY
61
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$1.26M 0.29%
89,326
-14,473
-14% -$197K
DLS icon
62
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$1.24M 0.28%
18,144
– –
DFAU icon
63
Dimensional US Core Equity Market ETF
DFAU
$12.8B
$1.23M 0.28%
+46,794
New +$1.2M
NCA icon
64
Nuveen California Municipal Value Fund
NCA
$304M
$1.22M 0.28%
112,898
-1,500
-1% -$15.6K
NID
65
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$1.21M 0.28%
87,073
-5,244
-6% -$71.1K
SCHV
66
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$1.19M 0.27%
60,153
-2,715
-4% -$50.8K
NXR
67
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.15M 0.26%
66,003
-66,279
-50% -$1.1M
IWM icon
68
iShares Russell 2000 ETF
IWM
$81.8B
$1.09M 0.25%
5,566
-674
-11% -$118K
SHV icon
69
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.08M 0.25%
9,780
-11,395
-54% -$1.26M
VXUS icon
70
Vanguard Total International Stock ETF
VXUS
$162B
$1.01M 0.23%
16,749
+6
+0% +$338
NIQ
71
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$985K 0.22%
66,851
-11,349
-15% -$163K
HYD icon
72
VanEck High Yield Muni ETF
HYD
$4.4B
$972K 0.22%
15,802
-110
-0.7% -$6.64K
MYN icon
73
BlackRock MuniYield New York Quality Fund
MYN
$376M
$962K 0.22%
+72,350
New +$938K
SPDW icon
74
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$912K 0.21%
27,025
-7,025
-21% -$221K
SCHB icon
75
Schwab US Broad Market ETF
SCHB
$44.7B
$821K 0.19%
54,120
-11,370
-17% -$162K
1 2
3
4 5

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VHAM
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BFMH
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ME
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RCM
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CRAM
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MC
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SEP
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Tortoise Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tortoise Investment Management held 571 positions worth $438M, up 6.9% from $410M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tortoise Investment Management withdrew a net $17.4M in Q4 2020, closing 19 positions and reducing 107 holdings. Its most notable exit was State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF, an estimated $404K position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.6% of assets, up from 2.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Tortoise Investment Management opened a new position in Dimensional US Core Equity Market ETF worth $1.23M.

  • Tortoise Investment Management's largest Q4 2020 buy was Dimensional US Core Equity Market ETF: 46,794 shares worth $1.23M.
  • Tortoise Investment Management added most to iShares MBS ETF in Q4 2020, an estimated $8.75M increase.
  • Tortoise Investment Management's biggest Q4 2020 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $11.6M.
  • Tortoise Investment Management fully exited State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF in Q4 2020, selling an estimated $404K.
  • Tortoise Investment Management's ten largest holdings make up 47% of its $438M portfolio in Q4 2020.
  • Tortoise Investment Management opened 38 new positions and closed 19 in Q4 2020.
  • Tortoise Investment Management's portfolio value rose 6.9% quarter-over-quarter to $438M.

Based on Tortoise Investment Management's 13F filing for Q4 2020, filed 5 Feb 2021.