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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$388M
AUM Growth
-$8.09M
Cap. Flow
-$5.61M
Cap. Flow %
-1.45%
Top 10 Hldgs %
44.99%
Holding
664
New
18
Increased
33
Reduced
167
Closed
44

Top Buys

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$8.48M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.81M
3
MBB icon
iShares MBS ETF
MBB
+$4.28M
4
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$1.02M
5
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$828K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.19M
2
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$2.59M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$2.2M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$1.69M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.4M

Sector Composition

Rank Sector Weight
1 Financials 1.65%
2 Technology 1.58%
3 Healthcare 0.92%
4 Consumer Discretionary 0.73%
5 Consumer Staples 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIQ
51
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.48M 0.38%
108,156
+23,980
+28% +$326K
FAX
52
abrdn Asia-Pacific Income Fund
FAX
$604M
$1.36M 0.35%
53,928
-5,986
-10% -$151K
IEI icon
53
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$1.33M 0.34%
10,474
-3,547
-25% -$448K
DLS icon
54
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$1.3M 0.34%
20,544
-300
-1% -$19K
IWD icon
55
iShares Russell 1000 Value ETF
IWD
$84.2B
$1.25M 0.32%
9,735
– –
MYN icon
56
BlackRock MuniYield New York Quality Fund
MYN
$376M
$1.21M 0.31%
92,500
– –
SPEM icon
57
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$1.19M 0.31%
34,562
+12,045
+53% +$418K
EEM icon
58
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$1.18M 0.3%
28,785
– –
MSFT icon
59
Microsoft
MSFT
$3.76T
$1.16M 0.3%
8,375
-1,622
-16% -$223K
IWM icon
60
iShares Russell 2000 ETF
IWM
$81.5B
$1.16M 0.3%
7,649
-648
-8% -$98.9K
MUB icon
61
iShares National Muni Bond ETF
MUB
$45.8B
$1.1M 0.29%
9,685
-775
-7% -$88.4K
HD icon
62
Home Depot
HD
$350B
$1.08M 0.28%
4,668
-175
-4% -$38.3K
NXJ
63
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$1.07M 0.28%
73,824
-1,500
-2% -$21.7K
PZA icon
64
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$998K 0.26%
37,600
– –
PZT icon
65
Invesco New York AMT-Free Municipal Bond ETF
PZT
$139M
$997K 0.26%
39,171
-7,500
-16% -$191K
UNH icon
66
UnitedHealth
UNH
$371B
$962K 0.25%
4,426
-82
-2% -$19.8K
EWX icon
67
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
$930K 0.24%
21,399
+2,475
+13% +$109K
SCHE icon
68
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$905K 0.23%
36,017
-4,705
-12% -$120K
OEF icon
69
iShares S&P 100 ETF
OEF
$20.5B
$897K 0.23%
6,825
-600
-8% -$78.6K
BGIO
70
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$879K 0.23%
91,514
-40,502
-31% -$383K
SPDW icon
71
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$846K 0.22%
28,820
+28,140
+4,138% +$816K
SHV icon
72
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$831K 0.21%
7,508
-678
-8% -$75K
IWC icon
73
iShares Micro-Cap ETF
IWC
$1.49B
$782K 0.2%
8,871
-1,950
-18% -$175K
SCHF icon
74
Schwab International Equity ETF
SCHF
$68.3B
$772K 0.2%
48,438
-4,106
-8% -$64.6K
NYF icon
75
iShares New York Muni Bond ETF
NYF
$1.41B
$731K 0.19%
12,777
+11,377
+813% +$652K
1 2
3
4 5

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Tortoise Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tortoise Investment Management held 664 positions worth $388M, down 2% from $396M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tortoise Investment Management's Q3 2019 filing shows 18 new, 33 increased, 167 reduced and 44 closed positions. Its largest new stake was iShares MBS ETF: 39,634 shares worth $4.29M. The largest sale was iShares Core S&P 500 ETF, an estimated $6.19M.

By sector, the portfolio is most concentrated in Financials at 1.6% of assets, down from 1.7% a quarter earlier, followed by Technology and Healthcare.

  • Tortoise Investment Management's largest Q3 2019 buy was iShares MBS ETF: 39,634 shares worth $4.29M.
  • Tortoise Investment Management added most to Invesco Variable Rate Investment Grade ETF in Q3 2019, an estimated $8.48M increase.
  • Tortoise Investment Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.19M.
  • Tortoise Investment Management fully exited PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund in Q3 2019, selling an estimated $159K.
  • Tortoise Investment Management's ten largest holdings make up 45% of its $388M portfolio in Q3 2019.
  • Tortoise Investment Management opened 18 new positions and closed 44 in Q3 2019.
  • Tortoise Investment Management's portfolio value fell 2% quarter-over-quarter to $388M.

Based on Tortoise Investment Management's 13F filing for Q3 2019, filed 6 Nov 2019.