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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$182M
AUM Growth
+$16.6M
Cap. Flow
+$18.9M
Cap. Flow %
10.37%
Top 10 Hldgs %
40.08%
Holding
399
New
38
Increased
51
Reduced
73
Closed
60

Top Buys

Rank Stock Value
1
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$8.78M
2
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$4.36M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.94M
4
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$2.23M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.13M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.47M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.76M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.96M
4
AAPL icon
Apple
AAPL
+$994K
5
AUNZ
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
+$862K

Sector Composition

Rank Sector Weight
1 Energy 4.98%
2 Financials 2.04%
3 Technology 1.63%
4 Healthcare 1.5%
5 Industrials 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
51
Boeing
BA
$185B
$702K 0.39%
5,146
– –
VWO icon
52
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$680K 0.37%
16,543
+277
+2% +$11.4K
FGP
53
DELISTED
Ferrellgas Partners, L.P.
FGP
$579K 0.32%
+25,250
New +$583K
PEP icon
54
PepsiCo
PEP
$190B
$536K 0.29%
6,464
-58
-0.9% -$4.82K
BRK.A icon
55
Berkshire Hathaway Class A
BRK.A
$1.12T
$534K 0.29%
3
– –
WMT icon
56
Walmart Inc
WMT
$890B
$502K 0.28%
19,128
-372
-2% -$9.61K
ACWX icon
57
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$492K 0.27%
10,551
– –
JNJ icon
58
Johnson & Johnson
JNJ
$625B
$485K 0.27%
5,295
-130
-2% -$12K
UNH icon
59
UnitedHealth
UNH
$370B
$479K 0.26%
6,365
– –
NYF icon
60
iShares New York Muni Bond ETF
NYF
$1.41B
$449K 0.25%
8,600
-12,672
-60% -$665K
XLU icon
61
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$446K 0.24%
23,514
-8,092
-26% -$155K
VNQ icon
62
Vanguard Real Estate ETF
VNQ
$39.1B
$409K 0.22%
6,336
-247
-4% -$16.5K
VCIT icon
63
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$392K 0.22%
4,745
-165
-3% -$13.8K
IEF icon
64
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$377K 0.21%
3,795
-1,050
-22% -$107K
MRK icon
65
Merck
MRK
$318B
$375K 0.21%
7,852
– –
PG icon
66
Procter & Gamble
PG
$339B
$368K 0.2%
4,515
-119
-3% -$9.7K
EWX icon
67
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$367K 0.2%
7,900
+500
+7% +$23.4K
SCHE icon
68
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$357K 0.2%
14,510
+4,661
+47% +$117K
UNP icon
69
Union Pacific
UNP
$174B
$353K 0.19%
4,200
– –
NXQ
70
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$352K 0.19%
+28,450
New +$351K
TROW icon
71
T. Rowe Price
TROW
$24.3B
$335K 0.18%
4,000
-200
-5% -$15.7K
NCA icon
72
Nuveen California Municipal Value Fund
NCA
$302M
$331K 0.18%
36,000
– –
NXN
73
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$329K 0.18%
24,610
+5,800
+31% +$74.9K
IGIB icon
74
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$324K 0.18%
6,000
– –
BKLN icon
75
Invesco Senior Loan ETF
BKLN
$6.74B
$322K 0.18%
12,940
-25,060
-66% -$621K
1 2
3
4 5

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VHAM
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BFMH
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4WM
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Tortoise Investment Management held 399 positions worth $182M, up 10% from $166M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $18.9M of net new capital in Q4 2013, opening 38 new positions and adding to 51 existing holdings. Its largest new stake was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $5.47M trimmed.

  • Tortoise Investment Management's largest Q4 2013 buy was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.
  • Tortoise Investment Management added most to Nuveen Taxable Municipal Income Fund in Q4 2013, an estimated $8.78M increase.
  • Tortoise Investment Management's biggest Q4 2013 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $5.47M.
  • Tortoise Investment Management fully exited Invesco MSCI Global Timber ETF in Q4 2013, selling an estimated $260K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $182M portfolio in Q4 2013.
  • Tortoise Investment Management opened 38 new positions and closed 60 in Q4 2013.
  • Tortoise Investment Management's portfolio value rose 10% quarter-over-quarter to $182M.

Based on Tortoise Investment Management's 13F filing for Q4 2013, filed 12 Feb 2014.