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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
51
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$591K 0.36%
31,606
-25,648
-45% -$489K
NXZ
52
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$527K 0.32%
40,650
+10,100
+33% +$130K
PEP icon
53
PepsiCo
PEP
$190B
$518K 0.31%
6,522
– –
BRK.A icon
54
Berkshire Hathaway Class A
BRK.A
$1.12T
$511K 0.31%
3
– –
IEF icon
55
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$495K 0.3%
+4,845
New +$490K
WMT icon
56
Walmart Inc
WMT
$890B
$481K 0.29%
19,500
+6,375
+49% +$161K
ACWX icon
57
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$473K 0.29%
10,551
– –
JNJ icon
58
Johnson & Johnson
JNJ
$625B
$470K 0.28%
5,425
-770
-12% -$69.1K
NCB
59
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$465K 0.28%
+31,300
New +$460K
UNH icon
60
UnitedHealth
UNH
$370B
$456K 0.28%
6,365
– –
VNQ icon
61
Vanguard Real Estate ETF
VNQ
$39.1B
$435K 0.26%
6,583
-1,795
-21% -$122K
IGSB icon
62
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$421K 0.25%
7,990
-15,000
-65% -$787K
VCIT icon
63
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$410K 0.25%
4,910
-4,706
-49% -$390K
NBD
64
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$395K 0.24%
+21,300
New +$408K
MRK icon
65
Merck
MRK
$318B
$357K 0.22%
7,852
-62
-0.8% -$2.83K
PG icon
66
Procter & Gamble
PG
$339B
$350K 0.21%
4,634
– –
EWX icon
67
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$337K 0.2%
7,400
-450
-6% -$20.2K
NCA icon
68
Nuveen California Municipal Value Fund
NCA
$302M
$329K 0.2%
36,000
+21,000
+140% +$192K
UNP icon
69
Union Pacific
UNP
$174B
$326K 0.2%
4,200
– –
IGIB icon
70
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$324K 0.2%
6,000
– –
TROW icon
71
T. Rowe Price
TROW
$24.3B
$302K 0.18%
4,200
– –
EMB icon
72
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$299K 0.18%
2,741
-1,268
-32% -$138K
NXJ
73
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$268K 0.16%
21,262
– –
DEM icon
74
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$264K 0.16%
5,102
– –
CUT icon
75
Invesco MSCI Global Timber ETF
CUT
$33.8M
$260K 0.16%
10,650
– –
1 2
3
4 5

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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.