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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.28%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$495M
AUM Growth
+$10.5M
Cap. Flow
+$13.7M
Cap. Flow %
2.77%
Top 10 Hldgs %
43.73%
Holding
656
New
48
Increased
84
Reduced
130
Closed
27

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$13M
2
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$2.88M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$2.85M
4
CMBS icon
iShares CMBS ETF
CMBS
+$1.92M
5
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.21M

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.31M
2
MBB icon
iShares MBS ETF
MBB
+$2.5M
3
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.9M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.08M
5
VBF icon
Invesco Bond Fund
VBF
+$741K

Sector Composition

Rank Sector Weight
1 Technology 2.74%
2 Financials 1.73%
3 Consumer Discretionary 1.04%
4 Healthcare 0.68%
5 Communication Services 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAT icon
626
Mattel
MAT
$4.29B
$0 ﹤0.01%
15
– –
NOK icon
627
Nokia
NOK
$52.7B
$0 ﹤0.01%
1
– –
NUAG icon
628
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.4M
– –
-5,000
Closed -$125K
NUV icon
629
Nuveen Municipal Value Fund
NUV
$1.9B
– –
-1,450
Closed -$17K
PD icon
630
PagerDuty
PD
$915M
– –
-500
Closed -$21K
PGJ icon
631
Invesco Golden Dragon China ETF
PGJ
$97.5M
– –
-800
Closed -$49K
REVB icon
632
Revelation Biosciences
REVB
$4.42M
– –
0
– -$5K
RKT icon
633
Rocket Companies
RKT
$40.5B
– –
-200
Closed -$4K
SPG icon
634
Simon Property Group
SPG
$71B
– –
-51
Closed -$7K
TDOC icon
635
PUT
Teladoc Health
TDOC
$1.24B
– –
-800
Closed -$57K
UWMC icon
636
UWM Holdings
UWMC
$2.45B
– –
-1,249
Closed -$11K
VFC icon
637
VF Corp
VFC
$5.81B
– –
-101
Closed -$8K
VFVA icon
638
Vanguard US Value Factor ETF
VFVA
$935M
– –
-130
Closed -$13K
VIAV icon
639
Viavi Solutions
VIAV
$9.47B
$0 ﹤0.01%
2
– –
VNT icon
640
Vontier
VNT
$4.61B
$0 ﹤0.01%
9
– –
WBA
641
DELISTED
Walgreens Boots Alliance
WBA
– –
-65
Closed -$3K
WEN icon
642
Wendy's
WEN
$1.44B
– –
-502
Closed -$12K
ABVEW
643
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$0 ﹤0.01%
250
– –
VIVS
644
VivoSim Labs
VIVS
$1.23M
$0 ﹤0.01%
2
– –
TELL
645
DELISTED
Tellurian Inc.
TELL
$0 ﹤0.01%
12
– –
GMBL
646
DELISTED
Esports Entertainment Group Inc. Common Stock
GMBL
– –
0
– -$2K
APPH
647
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-60
Closed -$1K
VECT
648
DELISTED
VectivBio Holding AG Ordinary Shares
VECT
$0 ﹤0.01%
24
– –
MLAC
649
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
– –
-500
Closed -$5K
APTX
650
DELISTED
Aptinyx Inc. Common Stock
APTX
$0 ﹤0.01%
205
– –
23 24 25
26
27

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BFMH
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RCM
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Tortoise Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tortoise Investment Management held 656 positions worth $495M, up 2.2% from $485M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tortoise Investment Management's Q3 2021 filing shows 48 new, 84 increased, 130 reduced and 27 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M. The largest sale was Invesco Variable Rate Investment Grade ETF, an estimated $4.31M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Tortoise Investment Management's largest Q3 2021 buy was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M.
  • Tortoise Investment Management added most to VanEck Short High Yield Muni ETF in Q3 2021, an estimated $2.88M increase.
  • Tortoise Investment Management's biggest Q3 2021 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $4.31M.
  • Tortoise Investment Management fully exited Nuveen Enhanced Yield US Aggregate Bond ETF in Q3 2021, selling an estimated $125K.
  • Tortoise Investment Management's ten largest holdings make up 44% of its $495M portfolio in Q3 2021.
  • Tortoise Investment Management opened 48 new positions and closed 27 in Q3 2021.
  • Tortoise Investment Management's portfolio value rose 2.2% quarter-over-quarter to $495M.

Based on Tortoise Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.