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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.28%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$495M
AUM Growth
+$10.5M
Cap. Flow
+$13.7M
Cap. Flow %
2.77%
Top 10 Hldgs %
43.73%
Holding
656
New
48
Increased
84
Reduced
130
Closed
27

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$13M
2
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$2.88M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$2.85M
4
CMBS icon
iShares CMBS ETF
CMBS
+$1.92M
5
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.21M

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.31M
2
MBB icon
iShares MBS ETF
MBB
+$2.5M
3
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.9M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.08M
5
VBF icon
Invesco Bond Fund
VBF
+$741K

Sector Composition

Rank Sector Weight
1 Technology 2.74%
2 Financials 1.73%
3 Consumer Discretionary 1.04%
4 Healthcare 0.68%
5 Communication Services 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIVE
601
HIVE Digital Technologies
HIVE
$739M
$1K ﹤0.01%
+50
New +$702
HPE icon
602
Hewlett Packard
HPE
$74.3B
$1K ﹤0.01%
100
– –
ODP
603
DELISTED
ODP
ODP
$1K ﹤0.01%
15
– –
TBT icon
604
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$307M
$1K ﹤0.01%
62
– –
VTIP icon
605
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$1K ﹤0.01%
23
+2
+10% +$105
WAB icon
606
Wabtec
WAB
$50B
$1K ﹤0.01%
7
– –
XAIR icon
607
Beyond Air
XAIR
$4.97M
– –
0
– –
SWN
608
DELISTED
Southwestern Energy Company
SWN
$1K ﹤0.01%
250
– –
NTCO
609
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$1K ﹤0.01%
75
– –
MTEM
610
DELISTED
Molecular Templates, Inc.
MTEM
$1K ﹤0.01%
6
– –
ACCO icon
611
Acco Brands
ACCO
$391M
$0 ﹤0.01%
11
– –
AIG icon
612
American International
AIG
$40.2B
$0 ﹤0.01%
8
– –
ASIX icon
613
AdvanSix
ASIX
$435M
$0 ﹤0.01%
8
– –
AVNS
614
DELISTED
Avanos Medical
AVNS
$0 ﹤0.01%
3
-36
-92% -$1.22K
BHF icon
615
Brighthouse Financial
BHF
$3.43B
$0 ﹤0.01%
7
– –
BKF icon
616
iShares MSCI BIC ETF
BKF
$77.5M
– –
-20
Closed -$1K
BOND icon
617
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
– –
-479
Closed -$53K
CTRA
618
DELISTED
Coterra Energy
CTRA
– –
-1,165
Closed -$20K
DXC icon
619
DXC Technology
DXC
$1.68B
$0 ﹤0.01%
8
– –
EWA icon
620
iShares MSCI Australia ETF
EWA
$1.46B
– –
-407
Closed -$11K
EWG icon
621
iShares MSCI Germany ETF
EWG
$1.68B
– –
-313
Closed -$11K
EWU icon
622
iShares MSCI United Kingdom ETF
EWU
$4.13B
– –
-330
Closed -$11K
IDU icon
623
iShares US Utilities ETF
IDU
$1.37B
– –
-35
Closed -$3K
KPTI icon
624
Karyopharm Therapeutics
KPTI
$47.8M
– –
-147
Closed -$23K
LAZR
625
DELISTED
Luminar Technologies
LAZR
– –
-3
Closed -$1K
23 24
25
26 27

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BFMH
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RCM
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MC
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SEP
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Tortoise Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tortoise Investment Management held 656 positions worth $495M, up 2.2% from $485M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tortoise Investment Management's Q3 2021 filing shows 48 new, 84 increased, 130 reduced and 27 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M. The largest sale was Invesco Variable Rate Investment Grade ETF, an estimated $4.31M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Tortoise Investment Management's largest Q3 2021 buy was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M.
  • Tortoise Investment Management added most to VanEck Short High Yield Muni ETF in Q3 2021, an estimated $2.88M increase.
  • Tortoise Investment Management's biggest Q3 2021 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $4.31M.
  • Tortoise Investment Management fully exited Nuveen Enhanced Yield US Aggregate Bond ETF in Q3 2021, selling an estimated $125K.
  • Tortoise Investment Management's ten largest holdings make up 44% of its $495M portfolio in Q3 2021.
  • Tortoise Investment Management opened 48 new positions and closed 27 in Q3 2021.
  • Tortoise Investment Management's portfolio value rose 2.2% quarter-over-quarter to $495M.

Based on Tortoise Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.