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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+10.66%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$438M
AUM Growth
+$28.5M
Cap. Flow
-$17.4M
Cap. Flow %
-3.96%
Top 10 Hldgs %
47.21%
Holding
571
New
38
Increased
94
Reduced
107
Closed
19

Top Buys

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$8.75M
2
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$4.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.96M
4
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.2M
5
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$938K

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$11.6M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.33M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.48M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$1.42M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 2.61%
2 Financials 1.5%
3 Consumer Discretionary 0.97%
4 Healthcare 0.84%
5 Consumer Staples 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXP icon
551
Nuveen Select Tax-Free Income Portfolio
NXP
$902M
– –
-800
Closed -$13K
ODP
552
DELISTED
ODP
ODP
$0 ﹤0.01%
15
– –
OVID icon
553
Ovid Therapeutics
OVID
$474M
– –
-1,440
Closed -$8K
SNDL icon
554
Sundial Growers
SNDL
$316M
– –
-325
Closed -$1K
VDC icon
555
Vanguard Consumer Staples ETF
VDC
$7.91B
– –
-500
Closed -$82K
VIAV icon
556
Viavi Solutions
VIAV
$10.3B
$0 ﹤0.01%
2
– –
VNT icon
557
Vontier
VNT
$4.52B
$0 ﹤0.01%
+9
New +$278
QVCGA
558
DELISTED
QVC Group Inc Series A
QVCGA
$0 ﹤0.01%
1
– –
VSA
559
VisionSys AI
VSA
$10.7M
– –
0
– -$15K
VIVS
560
VivoSim Labs
VIVS
$1.18M
$0 ﹤0.01%
2
– –
TELL
561
DELISTED
Tellurian Inc.
TELL
$0 ﹤0.01%
12
– –
BGIO
562
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-5,500
Closed -$48K
AIG.WS
563
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
2
– –
BMY.RT
564
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$0 ﹤0.01%
55
– –
DNKN
565
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-104
Closed -$9K
MYOK
566
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-565
Closed -$77K
LVGO
567
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-2,700
Closed -$378K
LVGO
568
PUT
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-1,700
Closed -$13K
RIBT
569
DELISTED
RiceBran Technologies
RIBT
$0 ﹤0.01%
4
– –
UN
570
DELISTED
Unilever NV New York Registry Shares
UN
– –
-35
Closed -$2K
19 20 21 22
23

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BFMH
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RCM
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MC
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SEP
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Tortoise Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tortoise Investment Management held 571 positions worth $438M, up 6.9% from $410M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tortoise Investment Management withdrew a net $17.4M in Q4 2020, closing 19 positions and reducing 107 holdings. Its most notable exit was State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF, an estimated $404K position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.6% of assets, up from 2.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Tortoise Investment Management opened a new position in Dimensional US Core Equity Market ETF worth $1.23M.

  • Tortoise Investment Management's largest Q4 2020 buy was Dimensional US Core Equity Market ETF: 46,794 shares worth $1.23M.
  • Tortoise Investment Management added most to iShares MBS ETF in Q4 2020, an estimated $8.75M increase.
  • Tortoise Investment Management's biggest Q4 2020 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $11.6M.
  • Tortoise Investment Management fully exited State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF in Q4 2020, selling an estimated $404K.
  • Tortoise Investment Management's ten largest holdings make up 47% of its $438M portfolio in Q4 2020.
  • Tortoise Investment Management opened 38 new positions and closed 19 in Q4 2020.
  • Tortoise Investment Management's portfolio value rose 6.9% quarter-over-quarter to $438M.

Based on Tortoise Investment Management's 13F filing for Q4 2020, filed 5 Feb 2021.