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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$295M
AUM Growth
+$7.83M
Cap. Flow
+$4.08M
Cap. Flow %
1.38%
Top 10 Hldgs %
52.21%
Holding
544
New
37
Increased
54
Reduced
113
Closed
96

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.55M
2
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.35M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$861K
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$812K
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$407K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.78M
2
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$959K
3
BABS
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
+$666K
4
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$395K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K

Sector Composition

Rank Sector Weight
1 Financials 1.38%
2 Healthcare 0.97%
3 Consumer Staples 0.95%
4 Technology 0.93%
5 Consumer Discretionary 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG.WS
526
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
2
– –
CSS
527
DELISTED
CSS Industries, Inc.
CSS
– –
-72
Closed -$2K
PIR
528
DELISTED
Pier 1 Imports, Inc.
PIR
– –
-126
Closed -$13K
APU
529
DELISTED
AmeriGas Partners, L.P.
APU
– –
-500
Closed -$23K
BNJ
530
DELISTED
Blackrock New Jersey Muni Tr
BNJ
– –
-3,000
Closed -$50K
TIME
531
DELISTED
Time Inc.
TIME
$0 ﹤0.01%
6
– –
ELOS
532
DELISTED
Syneron Medical Ltd
ELOS
– –
-110
Closed -$1K
WCIC
533
DELISTED
WCI Communities, Inc.
WCIC
– –
-100
Closed -$2K
RSTI
534
DELISTED
Rofin-Sinar Technologies Inc
RSTI
– –
-104
Closed -$3K
FEIC
535
DELISTED
FEI COMPANY
FEIC
– –
-456
Closed -$49K
EMC
536
DELISTED
EMC CORPORATION
EMC
– –
-175
Closed -$5K
BABS
537
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
– –
-10,003
Closed -$666K
EXAM
538
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
– –
-375
Closed -$13K
STRZA
539
DELISTED
Starz - Series A
STRZA
– –
-67
Closed -$2K
TYC
540
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-1,328
Closed -$59K
CA
541
DELISTED
CA, Inc.
CA
– –
-528
Closed -$17K
AUNZ
542
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
– –
-400
Closed -$7K
INY
543
DELISTED
SPDR NUVEEN BARCLAYS N Y MUN BD ETF
INY
– –
-5,925
Closed -$146K
BSQR
544
DELISTED
BSQUARE Corporation
BSQR
– –
-358
Closed -$2K
18 19 20 21
22

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Tortoise Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tortoise Investment Management held 544 positions worth $295M, up 2.7% from $287M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Tortoise Investment Management's Q3 2016 filing shows 37 new, 54 increased, 113 reduced and 96 closed positions. Its largest new stake was Goldman Sachs: 461 shares worth $74K. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $1.78M.

By sector, the portfolio is most concentrated in Financials at 1.4% of assets, down from 1.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Tortoise Investment Management's largest Q3 2016 buy was Goldman Sachs: 461 shares worth $74K.
  • Tortoise Investment Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2016, an estimated $1.55M increase.
  • Tortoise Investment Management's biggest Q3 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $1.78M.
  • Tortoise Investment Management fully exited SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF in Q3 2016, selling an estimated $666K.
  • Tortoise Investment Management's ten largest holdings make up 52% of its $295M portfolio in Q3 2016.
  • Tortoise Investment Management opened 37 new positions and closed 96 in Q3 2016.
  • Tortoise Investment Management's portfolio value rose 2.7% quarter-over-quarter to $295M.

Based on Tortoise Investment Management's 13F filing for Q3 2016, filed 9 Nov 2016.