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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.28%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$495M
AUM Growth
+$10.5M
Cap. Flow
+$13.7M
Cap. Flow %
2.77%
Top 10 Hldgs %
43.73%
Holding
656
New
48
Increased
84
Reduced
130
Closed
27

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$13M
2
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$2.88M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$2.85M
4
CMBS icon
iShares CMBS ETF
CMBS
+$1.92M
5
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.21M

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.31M
2
MBB icon
iShares MBS ETF
MBB
+$2.5M
3
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.9M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.08M
5
VBF icon
Invesco Bond Fund
VBF
+$741K

Sector Composition

Rank Sector Weight
1 Technology 2.74%
2 Financials 1.73%
3 Consumer Discretionary 1.04%
4 Healthcare 0.68%
5 Communication Services 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
26
Vanguard Morningstar Value ETF
VTV
$192B
$5.94M 1.2%
43,902
-247
-0.6% -$34.4K
VCSH icon
27
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$5.79M 1.17%
70,315
+12,112
+21% +$1M
IXUS icon
28
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$5.5M 1.11%
77,432
-783
-1% -$57.1K
SPEM icon
29
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$5.39M 1.09%
126,745
+14,610
+13% +$634K
BRK.B icon
30
Berkshire Hathaway Class B
BRK.B
$1.13T
$4.85M 0.98%
17,774
-160
-0.9% -$44.9K
IVE icon
31
iShares S&P 500 Value ETF
IVE
$50B
$4.49M 0.91%
30,880
-525
-2% -$78.2K
DIA icon
32
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$4.47M 0.9%
13,217
-86
-0.6% -$30K
LEMB icon
33
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$722M
$4.08M 0.82%
96,268
+7,588
+9% +$328K
VMBS icon
34
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$3.61M 0.73%
67,707
+4,552
+7% +$243K
IJS icon
35
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$3.17M 0.64%
31,532
+235
+0.8% +$23.7K
VEU icon
36
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$3.13M 0.63%
51,268
-366
-0.7% -$23K
VTN icon
37
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$2.95M 0.6%
218,398
-40,621
-16% -$561K
NRK icon
38
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$916M
$2.75M 0.55%
198,533
-37,240
-16% -$528K
SCHF icon
39
Schwab International Equity ETF
SCHF
$68.3B
$2.69M 0.54%
139,292
+12,500
+10% +$249K
JPST icon
40
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$2.57M 0.52%
50,689
-1,424
-3% -$72.2K
VT icon
41
Vanguard Total World Stock ETF
VT
$81.2B
$2.55M 0.52%
25,072
-1,128
-4% -$118K
MSFT icon
42
Microsoft
MSFT
$3.76T
$2.46M 0.5%
8,737
-16
-0.2% -$4.66K
SLYV icon
43
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$2.43M 0.49%
29,617
-893
-3% -$73.3K
NNY icon
44
Nuveen New York Municipal Value Fund
NNY
$156M
$2.41M 0.49%
240,196
+11,174
+5% +$113K
PZA icon
45
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$2.39M 0.48%
88,837
-18
-0% -$491
EWX icon
46
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
$2.23M 0.45%
37,946
+2,777
+8% +$167K
HYD icon
47
VanEck High Yield Muni ETF
HYD
$4.4B
$2.22M 0.45%
35,597
+1,600
+5% +$102K
SCHE icon
48
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$2.16M 0.44%
70,764
+16,887
+31% +$528K
NXN
49
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$2.15M 0.43%
155,095
-8,722
-5% -$124K
VB icon
50
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$2.07M 0.42%
9,486
+545
+6% +$121K
1
2
3 4 5

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VHAM
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BFMH
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ME
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tortoise Investment Management held 656 positions worth $495M, up 2.2% from $485M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tortoise Investment Management's Q3 2021 filing shows 48 new, 84 increased, 130 reduced and 27 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M. The largest sale was Invesco Variable Rate Investment Grade ETF, an estimated $4.31M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Tortoise Investment Management's largest Q3 2021 buy was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M.
  • Tortoise Investment Management added most to VanEck Short High Yield Muni ETF in Q3 2021, an estimated $2.88M increase.
  • Tortoise Investment Management's biggest Q3 2021 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $4.31M.
  • Tortoise Investment Management fully exited Nuveen Enhanced Yield US Aggregate Bond ETF in Q3 2021, selling an estimated $125K.
  • Tortoise Investment Management's ten largest holdings make up 44% of its $495M portfolio in Q3 2021.
  • Tortoise Investment Management opened 48 new positions and closed 27 in Q3 2021.
  • Tortoise Investment Management's portfolio value rose 2.2% quarter-over-quarter to $495M.

Based on Tortoise Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.