We are live on ! Find out more
TIM

Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+10.66%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$438M
AUM Growth
+$28.5M
Cap. Flow
-$17.4M
Cap. Flow %
-3.96%
Top 10 Hldgs %
47.21%
Holding
571
New
38
Increased
94
Reduced
107
Closed
19

Top Buys

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$8.75M
2
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$4.2M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.96M
4
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.2M
5
MYN icon
BlackRock MuniYield New York Quality Fund
MYN
+$938K

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$11.6M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.33M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.48M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$1.42M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.26M

Sector Composition

Rank Sector Weight
1 Technology 2.61%
2 Financials 1.5%
3 Consumer Discretionary 0.97%
4 Healthcare 0.84%
5 Consumer Staples 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBR icon
26
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$5M 1.14%
35,134
+738
+2% +$95.2K
DIA icon
27
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$4.57M 1.04%
14,955
-2,200
-13% -$640K
IVE icon
28
iShares S&P 500 Value ETF
IVE
$50B
$4.42M 1.01%
34,558
-3,200
-8% -$387K
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.11T
$4.31M 0.98%
18,596
-17
-0.1% -$3.74K
SPEM icon
30
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
$4.25M 0.97%
100,795
+6,459
+7% +$256K
VTN icon
31
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$3.61M 0.82%
276,554
+48,075
+21% +$598K
DGS icon
32
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$3.58M 0.82%
75,106
+8,708
+13% +$388K
NRK icon
33
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$921M
$3.35M 0.76%
247,673
-13,765
-5% -$180K
JPST icon
34
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$3.12M 0.71%
61,360
-29,189
-32% -$1.48M
VEU icon
35
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$2.99M 0.68%
51,300
-1,376
-3% -$75K
NXN
36
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$2.69M 0.61%
189,733
+23,241
+14% +$309K
IJS icon
37
iShares S&P Small-Cap 600 Value ETF
IJS
$8.35B
$2.64M 0.6%
32,434
-2,612
-7% -$190K
SCHP icon
38
Schwab US TIPS ETF
SCHP
$16.2B
$2.51M 0.57%
80,856
-160
-0.2% -$4.92K
VT icon
39
Vanguard Total World Stock ETF
VT
$81B
$2.5M 0.57%
27,050
-830
-3% -$72K
SCHF icon
40
Schwab International Equity ETF
SCHF
$68.4B
$2.39M 0.55%
132,918
-1,806
-1% -$30.5K
STIP icon
41
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.25M 0.51%
21,530
-4,250
-16% -$441K
PZA icon
42
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$2.12M 0.48%
78,255
+14,500
+23% +$388K
NXQ
43
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$2.04M 0.46%
127,925
-34,349
-21% -$526K
EWX icon
44
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$1.86M 0.42%
35,974
-2,488
-6% -$120K
VCSH icon
45
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$1.85M 0.42%
22,240
-8,384
-27% -$695K
VB icon
46
Vanguard Morningstar Small-Cap ETF
VB
$82.9B
$1.75M 0.4%
9,015
+252
+3% +$44.5K
SHYD icon
47
VanEck Short High Yield Muni ETF
SHYD
$455M
$1.75M 0.4%
70,652
-17,900
-20% -$438K
SLYV icon
48
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.07B
$1.75M 0.4%
26,421
+1,621
+7% +$96.3K
MSFT icon
49
Microsoft
MSFT
$3.73T
$1.69M 0.39%
7,589
+66
+0.9% +$14.2K
SCHA icon
50
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$1.63M 0.37%
73,352
+204
+0.3% +$4.06K
1
2
3 4 5

Similar funds

HAM
HoldCo Asset Management Fort Lauderdale, Florida $1.34B AUM 28.06% 1-Year Est. Return
VHAM
Van Hulzen Asset Management El Dorado Hills, California $1.35B AUM 22.73% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
ME
McIlrath & Eck Arlington, Washington $1.35B AUM 15.78% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return
MC
Meteora Capital Boca Raton, Florida $1.36B AUM 20.06% 1-Year Est. Return

Tortoise Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tortoise Investment Management held 571 positions worth $438M, up 6.9% from $410M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tortoise Investment Management withdrew a net $17.4M in Q4 2020, closing 19 positions and reducing 107 holdings. Its most notable exit was State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF, an estimated $404K position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.6% of assets, up from 2.4% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Tortoise Investment Management opened a new position in Dimensional US Core Equity Market ETF worth $1.23M.

  • Tortoise Investment Management's largest Q4 2020 buy was Dimensional US Core Equity Market ETF: 46,794 shares worth $1.23M.
  • Tortoise Investment Management added most to iShares MBS ETF in Q4 2020, an estimated $8.75M increase.
  • Tortoise Investment Management's biggest Q4 2020 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $11.6M.
  • Tortoise Investment Management fully exited State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF in Q4 2020, selling an estimated $404K.
  • Tortoise Investment Management's ten largest holdings make up 47% of its $438M portfolio in Q4 2020.
  • Tortoise Investment Management opened 38 new positions and closed 19 in Q4 2020.
  • Tortoise Investment Management's portfolio value rose 6.9% quarter-over-quarter to $438M.

Based on Tortoise Investment Management's 13F filing for Q4 2020, filed 5 Feb 2021.