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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+5.81%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$424M
AUM Growth
+$36.7M
Cap. Flow
+$15.7M
Cap. Flow %
3.7%
Top 10 Hldgs %
47.09%
Holding
641
New
20
Increased
86
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$15.4M
2
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.28M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.48M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$1.75M
5
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$1.68M

Top Sells

Rank Stock Value
1
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$4.22M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.27M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.14M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.05M
5
VT icon
Vanguard Total World Stock ETF
VT
+$754K

Sector Composition

Rank Sector Weight
1 Technology 1.71%
2 Financials 1.61%
3 Healthcare 1.08%
4 Industrials 0.64%
5 Consumer Staples 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXQ
26
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$4.32M 1.02%
282,919
-24,069
-8% -$359K
AAPL icon
27
Apple
AAPL
$4.57T
$4.16M 0.98%
56,696
-1,684
-3% -$108K
VTV icon
28
Vanguard Morningstar Value ETF
VTV
$192B
$4.15M 0.98%
34,610
+265
+0.8% +$30.6K
NUV icon
29
Nuveen Municipal Value Fund
NUV
$1.91B
$4.11M 0.97%
383,834
-64,780
-14% -$681K
NRK icon
30
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$4.08M 0.96%
300,796
-35,400
-11% -$475K
VBR icon
31
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$3.7M 0.87%
26,966
+3,934
+17% +$521K
DGS icon
32
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$3.51M 0.83%
73,336
+4,805
+7% +$220K
SCHX icon
33
Schwab US Large- Cap ETF
SCHX
$74.6B
$3.5M 0.83%
273,474
-8,886
-3% -$109K
SCZ icon
34
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$3.35M 0.79%
53,875
-5,498
-9% -$330K
VEA icon
35
Vanguard FTSE Developed Markets ETF
VEA
$237B
$3.14M 0.74%
71,280
+3,619
+5% +$154K
VT icon
36
Vanguard Total World Stock ETF
VT
$81.3B
$3M 0.71%
37,045
-9,693
-21% -$754K
BAB icon
37
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$2.96M 0.7%
93,507
+4,916
+6% +$157K
SCHC icon
38
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$2.91M 0.69%
84,063
+12,699
+18% +$424K
EFA icon
39
iShares MSCI EAFE ETF
EFA
$80.2B
$2.79M 0.66%
40,119
+260
+0.7% +$17.6K
NXR
40
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$2.68M 0.63%
164,420
-19,905
-11% -$319K
NXN
41
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$2.5M 0.59%
176,345
+1,473
+0.8% +$20.5K
NMY
42
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$2.17M 0.51%
161,521
-23,908
-13% -$320K
EEMV icon
43
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$2.12M 0.5%
36,208
-580
-2% -$33.7K
VEU icon
44
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$1.96M 0.46%
36,393
+3,955
+12% +$205K
SCHP icon
45
Schwab US TIPS ETF
SCHP
$16.2B
$1.91M 0.45%
67,576
-2,150
-3% -$60.9K
HYD icon
46
VanEck High Yield Muni ETF
HYD
$4.4B
$1.76M 0.41%
27,463
+1,145
+4% +$73.5K
SPEM icon
47
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$1.67M 0.39%
44,442
+9,880
+29% +$356K
NID
48
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$1.65M 0.39%
118,287
-9,100
-7% -$125K
NIQ
49
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$1.58M 0.37%
113,574
+5,418
+5% +$74.5K
NCA icon
50
Nuveen California Municipal Value Fund
NCA
$302M
$1.51M 0.36%
142,215
-11,933
-8% -$125K
1
2
3 4 5

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VHAM
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BFMH
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4WM
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ME
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tortoise Investment Management held 641 positions worth $424M, up 9.5% from $388M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tortoise Investment Management deployed $15.7M of net new capital in Q4 2019, opening 20 new positions and adding to 86 existing holdings. Its largest new stake was PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund: 2,900 shares worth $160K.

By sector, the portfolio is most concentrated in Technology at 1.7% of assets, up from 1.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares 0-5 Year Investment Grade Corporate Bond ETF, an estimated $4.22M trimmed.

  • Tortoise Investment Management's largest Q4 2019 buy was PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund: 2,900 shares worth $160K.
  • Tortoise Investment Management added most to iShares MBS ETF in Q4 2019, an estimated $15.4M increase.
  • Tortoise Investment Management's biggest Q4 2019 reduction was iShares 0-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $4.22M.
  • Tortoise Investment Management fully exited Marriott International in Q4 2019, selling an estimated $46K.
  • Tortoise Investment Management's ten largest holdings make up 47% of its $424M portfolio in Q4 2019.
  • Tortoise Investment Management opened 20 new positions and closed 31 in Q4 2019.
  • Tortoise Investment Management's portfolio value rose 9.5% quarter-over-quarter to $424M.

Based on Tortoise Investment Management's 13F filing for Q4 2019, filed 6 Feb 2020.