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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.2%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$290M
AUM Growth
-$4.48M
Cap. Flow
+$2.94M
Cap. Flow %
1.01%
Top 10 Hldgs %
49.76%
Holding
513
New
65
Increased
88
Reduced
91
Closed
14

Top Buys

Rank Stock Value
1
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$3.86M
2
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.51M
3
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$2.19M
4
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$1.84M
5
NXQ
NUVEEN ELECT TAX-FREE INC 2
NXQ
+$1.25M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.04M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.99M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.55M
4
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.29M
5
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$1.1M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Healthcare 1.02%
3 Technology 0.99%
4 Industrials 0.91%
5 Consumer Staples 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBB icon
26
Nuveen Taxable Municipal Income Fund
NBB
$453M
$2.85M 0.98%
137,882
+104,835
+317% +$2.19M
VSS icon
27
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.66M 0.92%
28,332
-425
-1% -$40.7K
NZF icon
28
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$2.58M 0.89%
182,104
-15,078
-8% -$217K
EEMV icon
29
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$2.3M 0.79%
47,082
-3,599
-7% -$184K
VTV icon
30
Vanguard Morningstar Value ETF
VTV
$191B
$2.29M 0.79%
24,598
+3,230
+15% +$289K
NXQ
31
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$2.25M 0.78%
169,146
+91,602
+118% +$1.25M
NXR
32
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$2.21M 0.76%
155,846
+43,475
+39% +$625K
VTI icon
33
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$1.98M 0.68%
17,126
– –
VEA icon
34
Vanguard FTSE Developed Markets ETF
VEA
$236B
$1.94M 0.67%
53,126
+1,100
+2% +$40.1K
HYG icon
35
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.87M 0.65%
21,648
-41,185
-66% -$3.55M
NXP icon
36
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$1.86M 0.64%
133,938
+56,874
+74% +$809K
LQD icon
37
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$1.66M 0.57%
14,195
+5,580
+65% +$663K
SRLN icon
38
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$1.66M 0.57%
34,850
+3,291
+10% +$156K
PZA icon
39
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$1.49M 0.51%
59,900
+10,000
+20% +$252K
PZT icon
40
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$1.36M 0.47%
56,946
+3,647
+7% +$88.3K
VEU icon
41
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$1.32M 0.45%
29,835
-800
-3% -$35.5K
SJNK icon
42
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.28M 0.44%
46,267
-144,934
-76% -$3.99M
AAPL icon
43
Apple
AAPL
$4.57T
$1.25M 0.43%
43,224
+712
+2% +$20.2K
DLS icon
44
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$1.21M 0.41%
20,084
– –
IWM icon
45
iShares Russell 2000 ETF
IWM
$83B
$1.2M 0.41%
8,869
-81
-0.9% -$10.4K
SCHX icon
46
Schwab US Large- Cap ETF
SCHX
$74.5B
$1.14M 0.39%
128,718
-2,010
-2% -$17.5K
EEM icon
47
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$1.13M 0.39%
32,392
-150
-0.5% -$5.41K
TFI icon
48
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$1.11M 0.38%
23,310
+3,410
+17% +$165K
IWD icon
49
iShares Russell 1000 Value ETF
IWD
$83.7B
$1.09M 0.38%
9,752
– –
NVG icon
50
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$1.07M 0.37%
74,308
-3,745
-5% -$54.8K
1
2
3 4 5

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BFMH
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4WM
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tortoise Investment Management held 513 positions worth $290M, down 1.5% from $295M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Tortoise Investment Management's Q4 2016 filing shows 65 new, 88 increased, 91 reduced and 14 closed positions. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 10,050 shares worth $1.05M. The largest sale was Nuveen Credit Strategies Income Fund, an estimated $8.04M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.4% a quarter earlier, followed by Healthcare and Technology.

  • Tortoise Investment Management's largest Q4 2016 buy was iShares 7-10 Year Treasury Bond ETF: 10,050 shares worth $1.05M.
  • Tortoise Investment Management added most to Invesco Taxable Municipal Bond ETF in Q4 2016, an estimated $3.86M increase.
  • Tortoise Investment Management's biggest Q4 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $8.04M.
  • Tortoise Investment Management fully exited HSN, Inc. in Q4 2016, selling an estimated $49K.
  • Tortoise Investment Management's ten largest holdings make up 50% of its $290M portfolio in Q4 2016.
  • Tortoise Investment Management opened 65 new positions and closed 14 in Q4 2016.
  • Tortoise Investment Management's portfolio value fell 1.5% quarter-over-quarter to $290M.

Based on Tortoise Investment Management's 13F filing for Q4 2016, filed 16 Feb 2017.