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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-5.6%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$263M
AUM Growth
-$3.26M
Cap. Flow
+$10.9M
Cap. Flow %
4.15%
Top 10 Hldgs %
51.42%
Holding
455
New
10
Increased
45
Reduced
98
Closed
33

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$6.72M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.5M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$2.35M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.22M
5
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$2M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$3.06M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.05M
3
HYD icon
VanEck High Yield Muni ETF
HYD
+$951K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$593K
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$434K

Sector Composition

Rank Sector Weight
1 Financials 1.49%
2 Healthcare 1.36%
3 Consumer Staples 1.25%
4 Energy 1.07%
5 Technology 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZA icon
26
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$2.04M 0.78%
81,684
-10,500
-11% -$262K
VWO icon
27
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$1.94M 0.74%
58,725
+20,556
+54% +$747K
KMI icon
28
Kinder Morgan
KMI
$68.7B
$1.91M 0.73%
68,954
-3,526
-5% -$117K
IVE icon
29
iShares S&P 500 Value ETF
IVE
$49.8B
$1.86M 0.71%
22,140
+21,715
+5,109% +$1.94M
NXZ
30
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$1.83M 0.7%
134,400
+4,435
+3% +$59.8K
VTI icon
31
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$1.82M 0.69%
18,398
+12,486
+211% +$1.31M
PZT icon
32
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$1.77M 0.67%
73,773
-1,141
-2% -$27.3K
SPSB icon
33
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$1.76M 0.67%
57,810
-3,250
-5% -$99.2K
TFI icon
34
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1.65M 0.63%
34,300
-950
-3% -$45.4K
SCHX icon
35
Schwab US Large- Cap ETF
SCHX
$74.6B
$1.47M 0.56%
192,282
+12,018
+7% +$97.2K
VEU icon
36
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$1.4M 0.53%
32,769
-7,960
-20% -$367K
EEM icon
37
iShares MSCI Emerging Markets ETF
EEM
$30B
$1.37M 0.52%
41,718
-29,762
-42% -$1.05M
PCL
38
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.36M 0.52%
34,455
– –
NXR
39
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$1.32M 0.5%
96,448
-1,200
-1% -$16.5K
BBWI icon
40
Bath & Body Works
BBWI
$4.1B
$1.24M 0.47%
16,947
– –
NQI
41
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$1.15M 0.44%
88,554
+10,556
+14% +$135K
DLS icon
42
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$1.13M 0.43%
20,384
– –
AAPL icon
43
Apple
AAPL
$4.57T
$1.11M 0.42%
40,240
-9,360
-19% -$274K
NCB
44
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$1.1M 0.42%
67,215
-10,398
-13% -$172K
CL icon
45
Colgate-Palmolive
CL
$74.4B
$1.08M 0.41%
16,990
-2,400
-12% -$157K
NXN
46
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$1.01M 0.38%
75,934
+42,549
+127% +$562K
NZF icon
47
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$956K 0.36%
70,467
-2,621
-4% -$35.4K
IWM icon
48
iShares Russell 2000 ETF
IWM
$81.9B
$924K 0.35%
8,458
-65
-0.8% -$7.71K
NXP icon
49
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$893K 0.34%
65,860
+14,555
+28% +$196K
SBI
50
Western Asset Intermediate Muni Fund
SBI
$108M
$893K 0.34%
90,283
– –
1
2
3 4 5

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Tortoise Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tortoise Investment Management held 455 positions worth $263M, down 1.2% from $266M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Tortoise Investment Management deployed $10.9M of net new capital in Q3 2015, opening 10 new positions and adding to 45 existing holdings. Its largest new stake was Nuveen Mortgage and Income Fund: 6,300 shares worth $141K.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, down from 1.6% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $3.06M trimmed.

  • Tortoise Investment Management's largest Q3 2015 buy was Nuveen Mortgage and Income Fund: 6,300 shares worth $141K.
  • Tortoise Investment Management added most to Nuveen Credit Strategies Income Fund in Q3 2015, an estimated $6.72M increase.
  • Tortoise Investment Management's biggest Q3 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $3.06M.
  • Tortoise Investment Management fully exited iShares 5-10 Year Investment Grade Corporate Bond ETF in Q3 2015, selling an estimated $218K.
  • Tortoise Investment Management's ten largest holdings make up 51% of its $263M portfolio in Q3 2015.
  • Tortoise Investment Management opened 10 new positions and closed 33 in Q3 2015.
  • Tortoise Investment Management's portfolio value fell 1.2% quarter-over-quarter to $263M.

Based on Tortoise Investment Management's 13F filing for Q3 2015, filed 23 Oct 2015.