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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+3.84%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$182M
AUM Growth
+$16.6M
Cap. Flow
+$18.9M
Cap. Flow %
10.37%
Top 10 Hldgs %
40.08%
Holding
399
New
38
Increased
51
Reduced
73
Closed
60

Top Buys

Rank Stock Value
1
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$8.78M
2
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$4.36M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.94M
4
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
+$2.23M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.13M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$5.47M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.76M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.96M
4
AAPL icon
Apple
AAPL
+$994K
5
AUNZ
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
+$862K

Sector Composition

Rank Sector Weight
1 Energy 4.98%
2 Financials 2.04%
3 Technology 1.63%
4 Healthcare 1.5%
5 Industrials 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
26
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.21M 1.21%
18,668
– –
PZT icon
27
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$2.1M 1.15%
95,550
+8,250
+9% +$183K
VSS icon
28
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.92M 1.06%
18,695
– –
BABZ
29
DELISTED
PIMCO BUILD AMERICA BOND FD ETF
BABZ
$1.88M 1.03%
39,933
+8,066
+25% +$397K
PCL
30
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.7M 0.93%
36,505
– –
HYG icon
31
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.51M 0.83%
16,269
-58,938
-78% -$5.47M
JMF
32
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$1.49M 0.82%
76,006
-25,511
-25% -$479K
SJNK icon
33
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.41M 0.77%
45,755
-154,760
-77% -$4.76M
AUNZ
34
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
$1.39M 0.76%
71,667
-42,795
-37% -$862K
DLS icon
35
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$1.35M 0.74%
21,384
– –
SBI
36
Western Asset Intermediate Muni Fund
SBI
$108M
$1.24M 0.68%
137,283
-2,000
-1% -$18K
SPSB icon
37
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$1.18M 0.65%
38,308
-10,900
-22% -$335K
IBM icon
38
IBM
IBM
$224B
$1.17M 0.64%
6,506
-134
-2% -$23.1K
JNK icon
39
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.16M 0.64%
9,547
-32,615
-77% -$3.96M
VCSH icon
40
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.14M 0.62%
14,265
-1,000
-7% -$79.9K
NCB
41
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$1.09M 0.6%
75,160
+43,860
+140% +$639K
AAPL icon
42
Apple
AAPL
$4.57T
$1.06M 0.58%
52,836
-52,640
-50% -$994K
XOM icon
43
ExxonMobil
XOM
$634B
$1.02M 0.56%
10,094
-664
-6% -$61.4K
NXR
44
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$988K 0.54%
76,700
+30,300
+65% +$387K
IWM icon
45
iShares Russell 2000 ETF
IWM
$83B
$941K 0.52%
8,154
+11
+0.1% +$1.22K
VEU icon
46
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$927K 0.51%
18,276
-200
-1% -$9.95K
BBWI icon
47
Bath & Body Works
BBWI
$4.1B
$847K 0.46%
16,947
– –
DGS icon
48
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$843K 0.46%
18,287
-400
-2% -$18.9K
IWD icon
49
iShares Russell 1000 Value ETF
IWD
$83.7B
$770K 0.42%
8,175
+1
+0% +$91
NXZ
50
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$724K 0.4%
57,050
+16,400
+40% +$210K
1
2
3 4 5

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Tortoise Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Tortoise Investment Management held 399 positions worth $182M, up 10% from $166M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $18.9M of net new capital in Q4 2013, opening 38 new positions and adding to 51 existing holdings. Its largest new stake was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $5.47M trimmed.

  • Tortoise Investment Management's largest Q4 2013 buy was State Street Blackstone Senior Loan ETF: 58,750 shares worth $2.94M.
  • Tortoise Investment Management added most to Nuveen Taxable Municipal Income Fund in Q4 2013, an estimated $8.78M increase.
  • Tortoise Investment Management's biggest Q4 2013 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $5.47M.
  • Tortoise Investment Management fully exited Invesco MSCI Global Timber ETF in Q4 2013, selling an estimated $260K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $182M portfolio in Q4 2013.
  • Tortoise Investment Management opened 38 new positions and closed 60 in Q4 2013.
  • Tortoise Investment Management's portfolio value rose 10% quarter-over-quarter to $182M.

Based on Tortoise Investment Management's 13F filing for Q4 2013, filed 12 Feb 2014.