We are live on ! Find out more
TIM

Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
26
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$1.97M 1.19%
38,548
+2,162
+6% +$108K
PZT icon
27
Invesco New York AMT-Free Municipal Bond ETF
PZT
$140M
$1.94M 1.17%
+87,300
New +$1.93M
JMF
28
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$1.9M 1.15%
101,517
-4,219
-4% -$83.2K
VSS icon
29
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.86M 1.12%
18,695
– –
AAPL icon
30
Apple
AAPL
$4.57T
$1.8M 1.08%
105,476
-86,800
-45% -$1.44M
PCL
31
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.71M 1.03%
36,505
– –
BABZ
32
DELISTED
PIMCO BUILD AMERICA BOND FD ETF
BABZ
$1.58M 0.95%
+31,867
New +$1.58M
SPSB icon
33
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$1.51M 0.91%
49,208
-130,600
-73% -$4M
DLS icon
34
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$1.28M 0.78%
21,384
– –
SBI
35
Western Asset Intermediate Muni Fund
SBI
$108M
$1.27M 0.77%
139,283
+51,000
+58% +$460K
VCSH icon
36
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.22M 0.73%
15,265
-22,544
-60% -$1.79M
NMY
37
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$1.2M 0.73%
99,000
+96,000
+3,200% +$1.2M
IBM icon
38
IBM
IBM
$224B
$1.18M 0.71%
6,640
– –
NYF icon
39
iShares New York Muni Bond ETF
NYF
$1.4B
$1.1M 0.67%
21,272
-3,958
-16% -$204K
BKLN icon
40
Invesco Senior Loan ETF
BKLN
$6.81B
$938K 0.57%
38,000
+9,200
+32% +$228K
XOM icon
41
ExxonMobil
XOM
$634B
$926K 0.56%
10,758
-1,355
-11% -$122K
VEU icon
42
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$898K 0.54%
18,476
– –
DGS icon
43
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$872K 0.53%
18,687
+425
+2% +$19.6K
IWM icon
44
iShares Russell 2000 ETF
IWM
$83B
$868K 0.52%
8,143
-743
-8% -$76.9K
BBWI icon
45
Bath & Body Works
BBWI
$4.1B
$837K 0.51%
16,947
– –
IWD icon
46
iShares Russell 1000 Value ETF
IWD
$83.7B
$705K 0.43%
8,174
+2
+0% +$174
LQD icon
47
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$704K 0.43%
6,203
+121
+2% +$13.7K
VWO icon
48
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$653K 0.39%
16,266
+1,431
+10% +$56.6K
BA icon
49
Boeing
BA
$185B
$605K 0.37%
5,146
– –
NXR
50
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$595K 0.36%
+46,400
New +$590K
1
2
3 4 5

Similar funds

HAM
HoldCo Asset Management Fort Lauderdale, Florida $1.34B AUM 28.06% 1-Year Est. Return
VHAM
Van Hulzen Asset Management El Dorado Hills, California $1.35B AUM 22.73% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
ME
McIlrath & Eck Arlington, Washington $1.35B AUM 15.78% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return
RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return

Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.