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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$295M
AUM Growth
+$7.83M
Cap. Flow
+$4.08M
Cap. Flow %
1.38%
Top 10 Hldgs %
52.21%
Holding
544
New
37
Increased
54
Reduced
113
Closed
96

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.55M
2
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$1.35M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$861K
4
IVE icon
iShares S&P 500 Value ETF
IVE
+$812K
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$407K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.78M
2
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$959K
3
BABS
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
+$666K
4
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$395K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$393K

Sector Composition

Rank Sector Weight
1 Financials 1.38%
2 Healthcare 0.97%
3 Consumer Staples 0.95%
4 Technology 0.93%
5 Consumer Discretionary 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
426
Schwab US Dividend Equity ETF
SCHD
$107B
$1K ﹤0.01%
90
– –
TDTF icon
427
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$1K ﹤0.01%
31
– –
USMV icon
428
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$1K ﹤0.01%
23
– –
XLB icon
429
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$1K ﹤0.01%
50
– –
XLRE icon
430
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$1K ﹤0.01%
+40
New +$1.34K
VIVS
431
VivoSim Labs
VIVS
$1.27M
$1K ﹤0.01%
2
– –
SNLN
432
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$1K ﹤0.01%
57
– –
MTEM
433
DELISTED
Molecular Templates, Inc.
MTEM
$1K ﹤0.01%
6
– –
WPX
434
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
66
– –
ISL
435
DELISTED
Aberdeen Israel Fund
ISL
$1K ﹤0.01%
45
-400
-90% -$6.69K
YHOO
436
DELISTED
Yahoo Inc
YHOO
$1K ﹤0.01%
16
– –
ADI icon
437
Analog Devices
ADI
$187B
– –
-67
Closed -$4K
ADM icon
438
Archer Daniels Midland
ADM
$38.8B
$0 ﹤0.01%
2
– –
ADP icon
439
Automatic Data Processing
ADP
$109B
– –
-48
Closed -$4K
AFL icon
440
Aflac
AFL
$61.2B
– –
-224
Closed -$8K
APD icon
441
Air Products & Chemicals
APD
$68.6B
– –
-61
Closed -$8K
BATRA icon
442
Atlanta Braves Holdings Series A
BATRA
$3.42B
– –
-6
Closed –
BATRK icon
443
Atlanta Braves Holdings Series B
BATRK
$3.21B
– –
-13
Closed –
BAX icon
444
Baxter International
BAX
$14.4B
– –
-152
Closed -$7K
BFH icon
445
Bread Financial
BFH
$4.38B
– –
-29
Closed -$5K
BGC icon
446
BGC Group
BGC
$4.86B
– –
-1,555
Closed -$9K
BLK icon
447
Blackrock
BLK
$175B
– –
-20
Closed -$7K
CRUS icon
448
Cirrus Logic
CRUS
$6.11B
– –
-170
Closed -$7K
CX icon
449
Cemex
CX
$16.3B
$0 ﹤0.01%
6
– –
DHF
450
BNY Mellon High Yield Strategies Fund
DHF
$173M
– –
-2,538
Closed -$8K
16 17
18
19 20

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CRAM
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Tortoise Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tortoise Investment Management held 544 positions worth $295M, up 2.7% from $287M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Tortoise Investment Management's Q3 2016 filing shows 37 new, 54 increased, 113 reduced and 96 closed positions. Its largest new stake was Goldman Sachs: 461 shares worth $74K. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $1.78M.

By sector, the portfolio is most concentrated in Financials at 1.4% of assets, down from 1.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Tortoise Investment Management's largest Q3 2016 buy was Goldman Sachs: 461 shares worth $74K.
  • Tortoise Investment Management added most to Vanguard Short-Term Corporate Bond ETF in Q3 2016, an estimated $1.55M increase.
  • Tortoise Investment Management's biggest Q3 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $1.78M.
  • Tortoise Investment Management fully exited SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF in Q3 2016, selling an estimated $666K.
  • Tortoise Investment Management's ten largest holdings make up 52% of its $295M portfolio in Q3 2016.
  • Tortoise Investment Management opened 37 new positions and closed 96 in Q3 2016.
  • Tortoise Investment Management's portfolio value rose 2.7% quarter-over-quarter to $295M.

Based on Tortoise Investment Management's 13F filing for Q3 2016, filed 9 Nov 2016.