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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.28%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$495M
AUM Growth
+$10.5M
Cap. Flow
+$13.7M
Cap. Flow %
2.77%
Top 10 Hldgs %
43.73%
Holding
656
New
48
Increased
84
Reduced
130
Closed
27

Top Buys

Rank Stock Value
1
JSCP icon
JPMorgan Short Duration Core Plus ETF
JSCP
+$13M
2
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$2.88M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$2.85M
4
CMBS icon
iShares CMBS ETF
CMBS
+$1.92M
5
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$1.21M

Top Sells

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$4.31M
2
MBB icon
iShares MBS ETF
MBB
+$2.5M
3
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.9M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.08M
5
VBF icon
Invesco Bond Fund
VBF
+$741K

Sector Composition

Rank Sector Weight
1 Technology 2.74%
2 Financials 1.73%
3 Consumer Discretionary 1.04%
4 Healthcare 0.68%
5 Communication Services 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASML icon
401
ASML
ASML
$699B
$17K ﹤0.01%
23
– –
CCI icon
402
Crown Castle
CCI
$31.5B
$17K ﹤0.01%
100
– –
ETN icon
403
Eaton
ETN
$180B
$17K ﹤0.01%
112
+42
+60% +$6.71K
FBT icon
404
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$17K ﹤0.01%
103
– –
FIW icon
405
First Trust Water ETF
FIW
$1.92B
$17K ﹤0.01%
198
– –
KEY icon
406
KeyCorp
KEY
$24.5B
$17K ﹤0.01%
800
– –
VVV icon
407
Valvoline
VVV
$4.27B
$17K ﹤0.01%
549
– –
ALLO icon
408
Allogene Therapeutics
ALLO
$711M
$16K ﹤0.01%
628
– –
DOX icon
409
Amdocs
DOX
$6.08B
$16K ﹤0.01%
205
– –
HIG icon
410
Hartford Financial Services
HIG
$38B
$16K ﹤0.01%
230
– –
IJT icon
411
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.43B
$16K ﹤0.01%
124
– –
QQXT icon
412
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$160M
$16K ﹤0.01%
190
– –
TPR icon
413
Tapestry
TPR
$30.9B
$16K ﹤0.01%
430
– –
UNH icon
414
UnitedHealth
UNH
$364B
$16K ﹤0.01%
42
– –
VEEV icon
415
Veeva Systems
VEEV
$38.7B
$16K ﹤0.01%
55
– –
BABA icon
416
Alibaba
BABA
$299B
$15K ﹤0.01%
100
– –
DBX icon
417
Dropbox
DBX
$7.3B
$15K ﹤0.01%
+500
New +$15.5K
GIS icon
418
General Mills
GIS
$20.3B
$15K ﹤0.01%
250
– –
KHC icon
419
Kraft Heinz
KHC
$29B
$15K ﹤0.01%
407
– –
LTBR icon
420
Lightbridge
LTBR
$334M
$15K ﹤0.01%
3,180
– –
PAYX icon
421
Paychex
PAYX
$42.5B
$15K ﹤0.01%
131
– –
PRFZ icon
422
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$15K ﹤0.01%
420
– –
RSPT icon
423
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.95B
$15K ﹤0.01%
520
– –
SLG icon
424
SL Green Realty
SLG
$3.98B
$15K ﹤0.01%
207
– –
SNPS icon
425
Synopsys
SNPS
$78.9B
$15K ﹤0.01%
51
– –
15 16
17
18 19

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VHAM
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BFMH
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ME
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RCM
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MC
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SEP
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TA
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Tortoise Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tortoise Investment Management held 656 positions worth $495M, up 2.2% from $485M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Tortoise Investment Management's Q3 2021 filing shows 48 new, 84 increased, 130 reduced and 27 closed positions. Its largest new stake was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M. The largest sale was Invesco Variable Rate Investment Grade ETF, an estimated $4.31M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Tortoise Investment Management's largest Q3 2021 buy was JPMorgan Short Duration Core Plus ETF: 259,160 shares worth $13M.
  • Tortoise Investment Management added most to VanEck Short High Yield Muni ETF in Q3 2021, an estimated $2.88M increase.
  • Tortoise Investment Management's biggest Q3 2021 reduction was Invesco Variable Rate Investment Grade ETF, cutting an estimated $4.31M.
  • Tortoise Investment Management fully exited Nuveen Enhanced Yield US Aggregate Bond ETF in Q3 2021, selling an estimated $125K.
  • Tortoise Investment Management's ten largest holdings make up 44% of its $495M portfolio in Q3 2021.
  • Tortoise Investment Management opened 48 new positions and closed 27 in Q3 2021.
  • Tortoise Investment Management's portfolio value rose 2.2% quarter-over-quarter to $495M.

Based on Tortoise Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.