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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
-1.2%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$290M
AUM Growth
-$4.48M
Cap. Flow
+$2.94M
Cap. Flow %
1.01%
Top 10 Hldgs %
49.76%
Holding
513
New
65
Increased
88
Reduced
91
Closed
14

Top Buys

Rank Stock Value
1
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$3.86M
2
HYD icon
VanEck High Yield Muni ETF
HYD
+$2.51M
3
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$2.19M
4
NBD
Nuveen Build Am Bond Opp Fd
NBD
+$1.84M
5
NXQ
NUVEEN ELECT TAX-FREE INC 2
NXQ
+$1.25M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$8.04M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.99M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$3.55M
4
NAN icon
Nuveen New York Quality Municipal Income Fund
NAN
+$1.29M
5
SHYD icon
VanEck Short High Yield Muni ETF
SHYD
+$1.1M

Sector Composition

Rank Sector Weight
1 Financials 1.78%
2 Healthcare 1.02%
3 Technology 0.99%
4 Industrials 0.91%
5 Consumer Staples 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
401
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$5K ﹤0.01%
75
– –
XLY icon
402
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$5K ﹤0.01%
132
– –
ZVRA icon
403
Zevra Therapeutics
ZVRA
$682M
$5K ﹤0.01%
109
– –
FLG
404
Flagstar Bank National Association
FLG
$5.84B
$5K ﹤0.01%
100
– –
DNKN
405
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$5K ﹤0.01%
104
– –
BND icon
406
Vanguard Total Bond Market
BND
$161B
$4K ﹤0.01%
48
+14
+41% +$1.15K
CC icon
407
Chemours
CC
$2.2B
$4K ﹤0.01%
159
– –
DHF
408
BNY Mellon High Yield Strategies Fund
DHF
$173M
$4K ﹤0.01%
+1,322
New +$4.33K
FXC icon
409
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.6M
$4K ﹤0.01%
+50
New +$3.71K
K
410
DELISTED
Kellanova
K
$4K ﹤0.01%
54
-17
-24% -$1.18K
LOW icon
411
Lowe's Companies
LOW
$123B
$4K ﹤0.01%
50
– –
NVO
412
Novo Nordisk
NVO
$211B
$4K ﹤0.01%
240
– –
NXPI icon
413
NXP Semiconductors
NXPI
$58.9B
$4K ﹤0.01%
+40
New +$3.98K
RVT icon
414
Royce Value Trust
RVT
$2.29B
$4K ﹤0.01%
+300
New +$3.85K
TRI icon
415
Thomson Reuters
TRI
$45.2B
$4K ﹤0.01%
+88
New +$4.29K
WEC icon
416
WEC Energy
WEC
$34.6B
$4K ﹤0.01%
+76
New +$4.36K
NFX
417
DELISTED
Newfield Exploration
NFX
$4K ﹤0.01%
100
– –
FNGN
418
DELISTED
Financial Engines, Inc.
FNGN
$4K ﹤0.01%
101
– –
CZR
419
DELISTED
Caesars Entertainment Corporation
CZR
$4K ﹤0.01%
500
– –
AA icon
420
Alcoa
AA
$13.6B
$3K ﹤0.01%
+111
New +$3.01K
ADI icon
421
Analog Devices
ADI
$187B
$3K ﹤0.01%
+45
New +$3.06K
ADP icon
422
Automatic Data Processing
ADP
$109B
$3K ﹤0.01%
+31
New +$2.89K
AFL icon
423
Aflac
AFL
$61.2B
$3K ﹤0.01%
+76
New +$2.68K
AMP icon
424
Ameriprise Financial
AMP
$49.2B
$3K ﹤0.01%
+30
New +$3.17K
APD icon
425
Air Products & Chemicals
APD
$68.6B
$3K ﹤0.01%
+18
New +$2.52K
15 16
17
18 19

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BFMH
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AWA
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RCM
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CRAM
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Tortoise Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tortoise Investment Management held 513 positions worth $290M, down 1.5% from $295M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Tortoise Investment Management's Q4 2016 filing shows 65 new, 88 increased, 91 reduced and 14 closed positions. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 10,050 shares worth $1.05M. The largest sale was Nuveen Credit Strategies Income Fund, an estimated $8.04M.

By sector, the portfolio is most concentrated in Financials at 1.8% of assets, up from 1.4% a quarter earlier, followed by Healthcare and Technology.

  • Tortoise Investment Management's largest Q4 2016 buy was iShares 7-10 Year Treasury Bond ETF: 10,050 shares worth $1.05M.
  • Tortoise Investment Management added most to Invesco Taxable Municipal Bond ETF in Q4 2016, an estimated $3.86M increase.
  • Tortoise Investment Management's biggest Q4 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $8.04M.
  • Tortoise Investment Management fully exited HSN, Inc. in Q4 2016, selling an estimated $49K.
  • Tortoise Investment Management's ten largest holdings make up 50% of its $290M portfolio in Q4 2016.
  • Tortoise Investment Management opened 65 new positions and closed 14 in Q4 2016.
  • Tortoise Investment Management's portfolio value fell 1.5% quarter-over-quarter to $290M.

Based on Tortoise Investment Management's 13F filing for Q4 2016, filed 16 Feb 2017.