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Tortoise Investment Management Portfolio holdings

AUM $1.34B
1-Year Est. Return 16.05%
This Fund
S&P 500
This Quarter Est. Return
+1.98%
1 Year Est. Return
+16.05%
3 Year Est. Return
+40.23%
5 Year Est. Return
+31.96%
10 Year Est. Return
+111.79%
AUM
$166M
AUM Growth
+$14.2M
Cap. Flow
+$6.97M
Cap. Flow %
4.21%
Top 10 Hldgs %
40.26%
Holding
410
New
27
Increased
42
Reduced
78
Closed
46

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$4.22M
2
PZA icon
Invesco National AMT-Free Municipal Bond ETF
PZA
+$3.15M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.84M
4
NXK
NUVEEN N.Y. DIV ADV MUNI FD
NXK
+$2.23M
5
PZT icon
Invesco New York AMT-Free Municipal Bond ETF
PZT
+$1.93M

Top Sells

Rank Stock Value
1
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$4M
2
MUB icon
iShares National Muni Bond ETF
MUB
+$1.83M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.79M
4
AAPL icon
Apple
AAPL
+$1.44M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$787K

Sector Composition

Rank Sector Weight
1 Energy 5.56%
2 Financials 2.06%
3 Technology 1.9%
4 Healthcare 1.5%
5 Real Estate 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UQM
351
DELISTED
UQM Technologies, Inc.
UQM
$1K ﹤0.01%
200
– –
WAC
352
DELISTED
Walter Investment Mgt Corp
WAC
$1K ﹤0.01%
14
– –
LVLT
353
DELISTED
Level 3 Communications Inc
LVLT
$1K ﹤0.01%
4
– –
PCL
354
CALL
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1K ﹤0.01%
2,000
– –
CNW
355
DELISTED
CON-WAY INC.
CNW
$1K ﹤0.01%
33
– –
WLT
356
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$1K ﹤0.01%
39
– –
FST
357
DELISTED
FOREST OIL CORPORATION
FST
$1K ﹤0.01%
31
– –
LPR
358
DELISTED
LONE PINE RES INC
LPR
$1K ﹤0.01%
18
– –
ESV
359
DELISTED
Ensco Rowan plc
ESV
$1K ﹤0.01%
7
– –
SGY
360
DELISTED
Stone Energy
SGY
$1K ﹤0.01%
1
– –
SPN
361
DELISTED
Superior Energy Services, Inc.
SPN
$1K ﹤0.01%
4
– –
BKNG icon
362
Booking.com
BKNG
$160B
– –
-225
Closed -$7K
CAG icon
363
Conagra Brands
CAG
$7.07B
– –
-296
Closed -$8K
CCK icon
364
Crown Holdings
CCK
$13.1B
– –
-105
Closed -$4K
CMG icon
365
Chipotle Mexican Grill
CMG
$40.7B
– –
-500
Closed -$4K
CMI icon
366
Cummins
CMI
$87.4B
– –
-28
Closed -$3K
CNX icon
367
CALL
CNX Resources
CNX
$5.32B
– –
-1,440
Closed -$1K
COF icon
368
Capital One
COF
$134B
– –
-115
Closed -$7K
DHR icon
369
Danaher
DHR
$147B
– –
-223
Closed -$9K
DOV icon
370
Dover
DOV
$28.3B
– –
-55
Closed -$3K
EBAY icon
371
eBay
EBAY
$47.9B
– –
-304
Closed -$7K
EG icon
372
Everest Group
EG
$14.2B
– –
-50
Closed -$6K
ELV icon
373
Elevance Health
ELV
$86.2B
– –
-170
Closed -$14K
FNF icon
374
Fidelity National Financial
FNF
$12.9B
– –
-307
Closed -$4K
FRA icon
375
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
– –
-370
Closed -$6K
13 14
15
16 17

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Tortoise Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Tortoise Investment Management held 410 positions worth $166M, up 9.4% from $151M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Tortoise Investment Management deployed $6.97M of net new capital in Q3 2013, opening 27 new positions and adding to 42 existing holdings. Its largest new stake was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.

By sector, the portfolio is most concentrated in Energy at 5.6% of assets, down from 6.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, an estimated $4M trimmed.

  • Tortoise Investment Management's largest Q3 2013 buy was Invesco National AMT-Free Municipal Bond ETF: 137,000 shares worth $3.16M.
  • Tortoise Investment Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2013, an estimated $4.22M increase.
  • Tortoise Investment Management's biggest Q3 2013 reduction was State Street SPDR Portfolio Short Term Corporate Bond ETF, cutting an estimated $4M.
  • Tortoise Investment Management fully exited Celgene Corp in Q3 2013, selling an estimated $28K.
  • Tortoise Investment Management's ten largest holdings make up 40% of its $166M portfolio in Q3 2013.
  • Tortoise Investment Management opened 27 new positions and closed 46 in Q3 2013.
  • Tortoise Investment Management's portfolio value rose 9.4% quarter-over-quarter to $166M.

Based on Tortoise Investment Management's 13F filing for Q3 2013, filed 10 Mar 2014.